Oko Xu
許晉聖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oko Xu (許晉聖), a licensed former licensee with CE reference BGL182. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2026-02-12 | 2026-03-02 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-18 | 2020-11-20 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-18 | 2020-11-20 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2019-02-18 | 2020-11-20 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-18 | 2020-11-05 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-24 | 2016-03-31 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
Rep | Type 9 — Asset management | 2015-11-24 | 2016-03-31 |