China Innovation Capital Limited
華夏創新資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Innovation Capital Limited (華夏創新資本有限公司), a Hong Kong-based licensed corporation with CE reference BDI700. Current licensed staff on file: 0 (total recorded over time: 12). Earliest licence on file: 2014-07-17.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-10-28 | 2020-05-22 |
| Type 4 — Advising on securities | 2014-07-17 | 2020-05-22 |
| Type 9 — Asset management | 2014-07-17 | 2020-05-22 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Zhilan Chen 陳芝蘭 | RO 1, 4, 9 | 2014-07 | 2019-12 |
| Tony Kam Fung Ching 程錦豐 | RO 4, 9 | 2015-03 | 2015-11 |
| Ming Yee Yiu 姚明義 | RO 1, 4, 9 | 2014-07 | 2020-05 |
| Jian (SFC:AFW636) Cao 曹劍 | Rep 4, 9 | 2014-12 | 2019-04 |
| Yanqing Chen 陳燕青 | Rep 1, 4 | 2018-06 | 2020-03 |
| Liang Dong | Rep 4, 9 | 2018-04 | 2019-12 |
| Wing Hon Kwok 郭詠洭 | Rep 1, 4 | 2017-04 | 2017-10 |
| la Lau 劉娜 | Rep 4, 9 | 2015-06 | 2017-04 |
| Xinshu Liu 劉馨書 | Rep 1, 4 | 2017-04 | 2019-12 |
| Hon Sang Man 文瀚生 | Rep 1, 4 | 2017-04 | 2020-03 |
| Lai Wang 王來 | Rep 4, 9 | 2015-11 | 2020-05 |
| Oko Xu 許晉聖 | Rep 4, 9 | 2015-11 | 2016-03 |
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