Liang Dong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang Dong ( ), a licensed former licensee with CE reference ATS187. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Innovation Capital Limited 華夏創新資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-03 | 2019-12-31 |
| China Innovation Capital Limited 華夏創新資本有限公司 |
Rep | Type 9 — Asset management | 2018-04-03 | 2019-12-31 |
| Zentific Investment Management Limited |
RO | Type 9 — Asset management | 2015-04-29 | 2017-09-11 |
| Zentific Investment Management Limited |
Rep | Type 9 — Asset management | 2015-03-18 | 2015-04-29 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-10-07 | 2015-01-05 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-10-07 | 2015-01-05 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-28 | 2013-10-07 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-12-28 | 2013-10-07 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-24 | 2012-08-03 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-24 | 2012-08-03 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-14 | 2010-10-26 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-14 | 2010-10-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-14 | 2010-10-26 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-09-14 | 2010-10-26 |