Credit Suisse Securities (Hong Kong) Limited

瑞士信貸證券(香港)有限公司
CE No. ACB048 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Credit Suisse Securities (Hong Kong) Limited (瑞士信貸證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ACB048. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 1 (total recorded over time: 589). Earliest licence on file: 2013-07-30.

Registered address

Level 88, International Commerce Centre, 1 Austin Road West, Kowloon

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present 2024-09-27
Type 6 — Advising on corporate finance present 2012-06-14
Type 7 — Providing automated trading services 2013-07-30 2024-01-05
Type 7 — Providing automated trading services present 2003-08-22
Type 9 — Asset management present 2005-01-03

Licensed staff (all-time) (589)
Active on date

Name Activities First licensed To
Osama Salman Abbasi RO 1 Rep 1 2008-05 2013-07
Tiffany Chiu Yu Man Andrew 趙汝玟 RO 1, 4, 7 Rep 1, 7 2011-08 2023-06
Colin Dennis Banfield RO 4, 6 Pre-2003 2007-07
Andrew John Cattle RO 1, 4, 6, 7, 9 Pre-2003 2003-05
Brian Hon Kei Chan 陳漢基 RO 1, 4 2013-07 2019-01
Robert Ross Cheeseman RO 1 Rep 1 2018-06 2022-03
Kurt Hakan Ersoy RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2010-02
Jocelyn Howard Fisher RO 1 2006-03 2013-03
Jean-Francois Louis Fourdan RO 1 Rep 1 2005-05 2017-01
Tvishampati Ghosh RO 1 Rep 1 2014-08 2017-07
Alexandre Gilbert RO 1, 4, 7 Rep 1, 7 2014-04 2023-11
Jonathan Julian Ashby Gurnsey RO 1, 4, 6, 7, 9 Pre-2003 2009-10
Neil Anthony Shaun Harvey RO 1, 4 2013-08 2018-01
Takeaki Hase 長谷武哲 RO 1 Rep 1 2016-10 2025-09
Kenneth Sau Yee Hon 韓守義 RO 1 Rep 1 2016-04 2022-07
Neil Cameron Hosie RO 1, 4, 7 Rep 1, 7 2017-07 2023-09
Kevin Kai Ming Hsu 徐啟明 RO 1, 4 2023-12 2024-11
Sung June Hwang 黃盛俊 RO 1 Rep 4, 6, 9 Pre-2003 2010-05
Chamil Ioussoupov RO 1 Rep 1 2019-07 2023-04
Paul Richard Carroll Jeffery RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2012-07
Chen Hou Kee RO 1 2014-12 2016-10
Patrick Cahill Kelly RO 1, 7 Rep 1, 7 2017-07 2022-09
Chester Tun Ho Kwok 郭淳浩 RO 6 Rep 4, 6, 9 Pre-2003 2012-05
Thomas Launay RO 1 Rep 1 2015-05 2025-05
Donald Sang Lee RO 1, 7 Rep 1 2010-08 2017-04
Joseph Won Lee RO 1, 4, 7 Rep 1, 7 2018-11 2023-10
Alexander Lanson Lin 林柏蒼 RO 1 Rep 1, 4, 6, 7, 9 Pre-2003 2009-01
Chun Wai Jervis Lui 呂俊為 RO 1 2023-11 2026-03
Rajnish Dayal Mathur RO 1, 4, 7 Rep 1, 7 2010-09 2024-06
Kevin Andrew Meehan RO 1 2012-05 2012-07
John Charles Miller RO 1, 7 Pre-2003 2003-12
Robert George Mills RO 1, 7 Rep 1, 7 2011-07 2019-09
Khaleelur Rahman Mohideen RO 1 Rep 1, 7 2005-10 2017-05
Syed Ali Raza Naqvi RO 4 2013-04 2013-08
Chun Wai Ng 吳俊威 RO 1, 4 Rep 1 2010-11 2023-12
Kenneth Kwok Kit Pang 彭國傑 RO 1, 4, 7 2009-10 2023-08
Min Park RO 1, 4 2009-10 2024-07
Charles Matthew Pecot III RO 1 2012-02 2017-03
Grant Lee Rippetoe RO 1 Rep 1 2007-06 2013-07
Mark Charles Sandeford RO 1 Rep 1 2005-04 2007-06
Dereke Charles Wing On Seeto RO 1 Rep 1 2012-10 2016-08
Vaibhav Sehgal RO 1, 7 Rep 1, 7 2019-02 2023-05
Hani Youssef Shalabi RO 1, 7 Rep 1 2010-10 2017-05
Olivier Louis Lucien Thiriet RO 1 2010-10 2013-03
John Patrick Vaughan RO 1 Rep 1 2015-09 2016-12
Adil Virani RO 1, 4, 7 Rep 1, 7 2006-07 2024-01
Michael Craig Witzenfeld RO 1 Rep 1, 7 2013-10 2018-02
Geng Fan Zhang RO 1 2025-06 Present
Liping Zhang 張利平 RO 4, 6 2007-07 2012-05
Justin John Abbiss Rep 1 2010-05 2013-05
Gary Robert Abel Rep 1, 7 2016-07 2018-06
Aakash Agarwal Rep 1 2015-03 2016-10
Sakshi Agarwal Rep 1, 7 2023-08 2024-01
Andrew John Aiken Rep 1, 4, 6, 7, 9 Pre-2003 2003-11
Ambrin Rep 1 2013-10 2014-07
Hamza Saifullah Apabhai Rep 1, 7 2021-08 2023-08
Joseph Todd Arens Rep 1 2014-03 2014-03
Murat Atamer 艾莫瑞 Rep 1, 7 2007-07 2014-03
Cherie Tsui Yee Au 區翠兒 Rep 1, 7 2016-01 2020-05
Irene Nga Yu Au 區雅如 Rep 1 2007-01 2008-06
Thomas William Augarde Rep 1, 7 2016-04 2023-09
Cedric Alain Nicolas Marie Augias Rep 1 2012-05 2014-09
Harjinder Singh Bagria Rep 1, 7 2018-11 2022-08
Louisa Bai Rep 1, 7 2014-01 2016-06
Matthew Thomas Baker Rep 1 2013-04 2018-09
Matthew James Banfield Rep 1, 7 2011-07 2018-07
Samuel Anthony Lun Barclay Rep 1, 7 2015-09 2017-05
Radek Barnert Rep 1 2005-04 2005-06
Matthew John Barnett Rep 1 2004-08 2005-08
Maxine Bernice Barnett Rep 1 2007-04 2008-06
Heather Barrington Rep 1 2007-03 2008-08
Nitin Batra Rep 1, 7 2013-09 2019-03
Sacha Alexander Beharie Rep 1, 7 2012-10 2019-10
El Mehdi Benhmade Rep 1 2011-10 2014-04
David Gareth Best Rep 1 2006-04 2010-02
Peter William Best Rep 4, 6, 9 Pre-2003 2003-06
Jedd Betari Rep 1 2015-02 2016-03
Satyajit Ishwar Bhana Rep 1 2006-03 2008-06
Anjali Doulat Bharvani Rep 1 2008-01 2009-01
Ashim Bhuwania Rep 4 2003-04 2003-07
Marc Blenkiron Rep 1 2010-11 2011-03
Thomas Charles Bloxham Rep 1 2014-11 2024-05
Matthew John Borin Rep 1 2014-02 2014-03
Mark David Bowen Rep 1 2014-04 2017-04
David John Broadfield Rep 1, 7 2013-08 2014-04
Andrew Ronald Bruce Rep 1, 7 2013-08 2018-06
Sanjay Budhrani Rep 1 2013-05 2014-04
Adam Terumi Taniyama Bull Rep 1 2014-05 2022-03
Muhammad Zakky Busiri Rep 1 2019-04 2024-09
Hyungsoo Byun 邊亨洙 Rep 1 2011-10 2012-08
Jung Yeon Byun Rep 1 2008-09 2008-12
Feng Cai 蔡峰 Rep 1 2014-08 2017-07
Carol Yu Cao 曹宇 Rep 1 2011-09 2013-10
Chunan Cao Rep 1 2012-08 2013-07
Li Cao 曹立 Rep 1 2020-05 2022-04
Shaoshan Cao 曹少山 Rep 4, 6, 9 Pre-2003 2004-04
Edward Ian Cartwright Rep 1 2014-04 2021-11
Anthony Jen Haw Chan 陳甄灝 Rep 4, 6, 9 Pre-2003 2004-04
Benjamin Yu-Ki Chan 曾裕基 Rep 1 2008-05 2008-10
Bertram (SFC:AGT975) Chan 陳浩篪 Rep 4, 6, 9 Pre-2003 2004-04
Showing 1–100 of 589

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