Donald Sang Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Donald Sang Lee, a licensed Responsible Officer with CE reference AUT132. Currently licensed at 1 firm(s): Meraki Global Advisors (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Meraki Global Advisors (HK) Limited |
RO | Type 1 — Dealing in securities | 2022-04-21 | present |
| Meraki Global Advisors (HK) Limited |
RO | Type 2 — Dealing in futures contracts | 2022-04-21 | present |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-08 | 2019-09-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-04-08 | 2019-09-13 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-04-08 | 2019-09-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-08-22 | 2017-04-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2013-07-30 | 2017-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-11 | 2017-04-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-07-11 | 2017-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2011-07-11 | 2013-11-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-27 | 2011-07-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-19 | 2011-07-11 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-19 | 2013-08-22 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-02-19 | 2011-07-11 |