David Gareth Best
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Gareth Best, a licensed Representative with CE reference AKO808. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2022-10-25 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2022-10-25 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2022-10-25 | present |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2022-10-25 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-26 | 2022-06-27 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-26 | 2022-06-27 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2016-12-19 | 2018-04-28 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2016-12-19 | 2018-04-28 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2013-04-11 | 2016-12-18 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2013-04-11 | 2016-12-18 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-11-08 | 2018-04-28 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-11-08 | 2018-04-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2011-03-22 | 2011-04-15 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-03-22 | 2011-04-15 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-22 | 2011-04-15 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2011-03-22 | 2011-04-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-23 | 2010-02-19 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-23 | 2010-02-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-23 | 2010-02-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-12-23 | 2010-02-19 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-13 | 2006-08-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2005-04-14 | 2006-08-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-07 | 2006-08-28 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-05-07 | 2006-08-28 |