Alexander Lanson Lin
林柏蒼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Lanson Lin (林柏蒼), a licensed former licensee with CE reference ADY651. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCP Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-03-11 | 2016-11-01 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2013-03-11 | 2016-11-01 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-03-11 | 2016-11-01 |
| OCP Asia (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2009-12-28 | 2013-03-11 |
| OCP Asia (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2009-12-28 | 2013-03-11 |
| OCP Asia (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-12-28 | 2013-03-11 |
| OCP Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-10-16 | 2009-12-28 |
| OCP Asia (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2009-10-16 | 2009-12-28 |
| OCP Asia (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-10-16 | 2009-12-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-11-04 | 2009-01-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-11-04 | 2009-01-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 7 — Providing automated trading services | 2008-11-04 | 2009-01-16 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 7 — Providing automated trading services | 2005-12-23 | 2009-01-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2005-10-13 | 2009-01-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-27 | 2009-01-16 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2003-08-06 | 2009-01-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-27 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-08-06 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-07-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-12-23 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-22 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-07-22 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-22 |