Syed Ali Raza Naqvi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Syed Ali Raza Naqvi, a licensed Responsible Officer with CE reference AIZ646. Currently licensed at 1 firm(s): Aletheia Analyst Network Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Analyst Network Limited |
RO | Type 4 — Advising on securities | 2023-12-11 | present |
| Aletheia Analyst Network Limited |
Rep | Type 4 — Advising on securities | 2021-06-04 | 2023-12-11 |
| Aletheia Technologies Limited | RO | Type 4 — Advising on securities | 2019-01-04 | 2021-06-02 |
| Aletheia Technologies Limited | Rep | Type 4 — Advising on securities | 2018-07-25 | 2019-01-04 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-16 | 2018-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-16 | 2018-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-16 | 2018-02-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-12-09 | 2017-08-16 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-04-10 | 2013-08-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-23 | 2017-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-03 | 2011-11-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-03 | 2016-12-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-11-03 | 2013-11-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-06-02 | 2017-08-16 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-02 | 2005-06-02 |