Aletheia Technologies Limited

CE No. AVD212 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aletheia Technologies Limited, a Hong Kong-based licensed corporation with CE reference AVD212. Current licensed staff on file: 0 (total recorded over time: 31). Earliest licence on file: 2010-07-30.

Licence history

ActivityFromTo
Type 4 — Advising on securities 2010-07-30 2022-07-22
Type 5 — Advising on futures contracts 2013-01-23 2014-06-11

Licensed staff (all-time) (31)
Active on date

Name Activities First licensed To
Prashant Achyut Gokhale RO 4 2018-09 2021-06
Tathagata Guha Roy RO 4 Rep 4, 5 2014-04 2014-10
Andrew Robin Alexander Haskins RO 4 Rep 4 2013-02 2014-10
Christopher Michael Lobello RO 4 Rep 5 2014-04 2015-02
Tanita Mangkornkarn RO 4 2010-07 2014-01
Syed Ali Raza Naqvi RO 4 Rep 4 2018-07 2021-06
Keith Francis Neruda RO 4 Rep 4 2011-10 2012-12
Christopher Fenton Roberts 羅弼時 RO 4, 5 Rep 4 2012-06 2018-01
Timothy Summers RO 5 Rep 4 2011-04 2014-05
Ting Sze Tsoi 蔡婷思 RO 4 Rep 4 2012-06 2021-06
Gillem Michael Tulloch RO 4 2010-07 2013-12
Keith Kwok Ki Yeung 楊國基 RO 4 Rep 4 2018-03 2019-02
Gregory Charles Austin Rep 4 2014-06 2015-08
Warren Nicholas Blight Rep 4 2014-02 2014-03
Qian Cai 蔡茜 Rep 4 2018-12 2020-02
Vincent Cheong Wa Chan 陳昌華 Rep 4 2020-05 2021-06
Ying Hang Choi 蔡應鏗 Rep 4 2015-08 2021-06
Vijay Kumar Dayal Harjani Rep 4 2018-08 2021-06
Brian Worthen Hunsaker Rep 4 2013-02 2013-09
Sanjay Jain Rep 4 2018-12 2019-05
Michael Joseph Lynch Rep 4 2014-02 2014-06
Yee Mui Mak 麥綺梅 Rep 4 2014-08 2018-01
Thomas John Monaco Rep 4 2013-02 2013-08
Lu Qian 錢鷺 Rep 4 2014-07 2015-02
Peter Richard Rawle Rep 4 2014-03 2015-03
Winnie Wei Ling Sze 施惠玲 Rep 4 2014-04 2015-10
Daniel Lawrence Tabbush Rep 4 2013-01 2014-06
Philip W Tulk Rep 4 2012-09 2013-04
Cheuk Yiu (SFC:BGI414) Wong 王焯堯 Rep 4 2015-11 2016-09
Ya Xue 薛婭 Rep 4 2018-11 2020-08
Mark Stephen Yetman Rep 4 2014-03 2015-04
Showing 1–31 of 31

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