Christopher Michael Lobello

CE No. ADZ738 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Michael Lobello (), a licensed former licensee with CE reference ADZ738. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Aletheia Technologies Limited Rep Type 5 — Advising on futures contracts 2014-04-09 2014-06-10
Aletheia Technologies Limited RO Type 4 — Advising on securities 2014-04-09 2015-02-11
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
RO Type 4 — Advising on securities 2011-07-07 2012-08-29
Daiwa Institute of Research (Hong Kong) Limited
大和總研(香港)有限公司
RO Type 4 — Advising on securities 2011-07-07 2012-01-30
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 — Advising on securities 2011-04-11 2011-07-07
Daiwa Institute of Research (Hong Kong) Limited
大和總研(香港)有限公司
Rep Type 4 — Advising on securities 2011-04-11 2011-07-07
CLSA Limited
中信里昂證券有限公司
Rep Type 1 — Dealing in securities 2008-09-23 2009-02-06
CLSA Limited
中信里昂證券有限公司
Rep Type 4 — Advising on securities 2008-09-23 2009-02-06
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 — Advising on securities 2008-07-04 2011-01-11
CLSA Research Limited
里昂證券投資研究有限公司
RO Type 4 — Advising on securities 2008-01-07 2008-07-04
CLSA Research Limited
里昂證券投資研究有限公司
Rep Type 4 — Advising on securities present 2008-01-07

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