Christopher Michael Lobello
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Michael Lobello ( ), a licensed former licensee with CE reference ADZ738. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aletheia Technologies Limited | Rep | Type 5 — Advising on futures contracts | 2014-04-09 | 2014-06-10 |
| Aletheia Technologies Limited | RO | Type 4 — Advising on securities | 2014-04-09 | 2015-02-11 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 4 — Advising on securities | 2011-07-07 | 2012-08-29 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-07-07 | 2012-01-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-11 | 2011-07-07 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-11 | 2011-07-07 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-23 | 2009-02-06 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-23 | 2009-02-06 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-04 | 2011-01-11 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
RO | Type 4 — Advising on securities | 2008-01-07 | 2008-07-04 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-01-07 |