Daiwa Institute of Research (Hong Kong) Limited
大和總研(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daiwa Institute of Research (Hong Kong) Limited (大和總研(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABF465. Current licensed staff on file: 0 (total recorded over time: 109).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2012-06-04 |
Licensed staff (all-time) (109)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Craig Wycliffe Irvine 歐陽貴 | RO 4 Rep 4 | 2009-01 | 2011-01 |
| Kwok Yu Kan 簡國裕 | RO 4 Rep 4 | Pre-2003 | 2012-01 |
| Toshikatsu Kimura | RO 4 Rep 4 | Pre-2003 | 2007-09 |
| Masahiro Kushida | RO 4 | 2003-06 | 2005-07 |
| Christopher Michael Lobello | RO 4 Rep 4 | 2011-04 | 2012-01 |
| Masatoshi Makino | RO 4 | Pre-2003 | 2011-04 |
| Nagahisa Miyabe | RO 4 | 2009-07 | 2012-06 |
| Hiroyuki Nomura | RO 4 | 2009-10 | 2011-04 |
| Hironori Oka | RO 4 | 2011-06 | 2012-06 |
| Hirokazu Yuihama | RO 4 Rep 4 | 2004-11 | 2010-04 |
| Soo Kee Ang | Rep 4 | 2008-11 | 2009-11 |
| Danny Q Bao 包強 | Rep 4 | 2010-10 | 2012-01 |
| Colin David Bradbury | Rep 4 | 2010-07 | 2012-01 |
| Yun (SFC:AMY763) Cai 蔡韻 | Rep 4 | 2008-01 | 2009-07 |
| Jiyun Cao 曹集云 | Rep 4 | 2011-07 | 2012-01 |
| Alan On Lan Chan 陳安瀾 | Rep 4 | 2008-03 | 2009-09 |
| Andrew Shingfun Chan 陳盛勳 | Rep 4 | 2008-05 | 2011-06 |
| Man Hon (SFC:AEI555) Chan 陳文瀚 | Rep 4 | 2010-03 | 2012-01 |
| Nga Shan Chan 陳雅珊 | Rep 4 | 2011-03 | 2012-01 |
| Rocky Man Hin Chan 陳敏軒 | Rep 4 | 2003-05 | 2005-09 |
| Sik Tin Chan 陳昔典 | Rep 4 | 2008-06 | 2010-03 |
| Suk Man (SFC:AHT098) Chan 陳淑雯 | Rep 4 | 2007-09 | 2007-11 |
| Ut Ieong Chan 陳悅楊 | Rep 4 | 2010-11 | 2011-09 |
| Ching-Kun Chang 張靖坤 | Rep 4 | 2010-10 | 2012-01 |
| Hui-Ming Chen 陳慧明 | Rep 4 | 2010-09 | 2012-01 |
| Bik Hoi Cheng 鄭碧海 | Rep 4 | 2003-11 | 2010-08 |
| Chun Hei Cheng 鄭鎮禧 | Rep 4 | 2006-06 | 2006-07 |
| Ming-Hui Chien 簡民恵 | Rep 4 | 2011-06 | 2012-01 |
| Larry Yui Kwan Cho 曹銳焜 | Rep 4 | 2006-07 | 2006-10 |
| Hyung Wook Choi 崔亨旭 | Rep 4 | 2010-10 | 2012-01 |
| Ting Ka Chow 周廷珈 | Rep 4 | Pre-2003 | 2007-03 |
| Peter Ka Kit Chu 朱家傑 | Rep 4 | 2005-10 | 2012-01 |
| Judy Tze Wan Chui 徐紫雲 | Rep 4 | 2004-05 | 2005-09 |
| Ming Chung 叢明 | Rep 4 | 2011-04 | 2012-01 |
| Yi-Ling Chung 鍾怡伶 | Rep 4 | 2011-02 | 2012-01 |
| Chao Dai 戴超 | Rep 4 | 2010-05 | 2010-09 |
| Wei (SFC:AOR609) Dai 戴維 | Rep 4 | 2010-05 | 2012-01 |
| Kwan Ming Fan 范均明 | Rep 4 | Pre-2003 | 2009-07 |
| Kenneth King Keung Fung 馮敬強 | Rep 4, 6, 9 | Pre-2003 | 2004-08 |
| George Francis Grose | Rep 4 | 2010-11 | 2012-01 |
| Tathagata Guha Roy | Rep 4 | 2011-06 | 2012-01 |
| John Charles Hetherington 夏嶺東 | Rep 4 | 2010-12 | 2012-01 |
| Chun Keung (SFC:AWT602) Ho 何振強 | Rep 4 | 2011-02 | 2012-01 |
| Ka Wai (SFC:AKV099) Ho 何家維 | Rep 4 | 2010-07 | 2012-01 |
| Wai Kei Ho 何偉基 | Rep 4 | 2006-05 | 2012-01 |
| Jie Hu 胡潔 | Rep 4 | 2011-01 | 2012-01 |
| Wen Yau Huang 黃文堯 | Rep 4 | 2010-12 | 2011-11 |
| Ole Hiu Tung Hui 許曉東 | Rep 4 | 2010-05 | 2011-08 |
| Ran Huo 霍然 | Rep 4 | 2010-08 | 2011-05 |
| Sheng (SFC:AWN098) Jiang 蔣昇 | Rep 4 | 2010-12 | 2012-01 |
| Andrew Charles Jobson | Rep 4 | Pre-2003 | 2008-07 |
| Taiki Kaji | Rep 4 | 2007-09 | 2009-12 |
| Wai Lun Kam 甘偉倫 | Rep 4 | 2006-07 | 2012-01 |
| Yan Ki Kuo 郭恩琦 | Rep 4 | 2010-11 | 2012-01 |
| Chi Man Lai 賴志文 | Rep 4 | 2007-09 | 2012-01 |
| Brian Hung Wai Lam 林鴻煒 | Rep 4 | 2006-07 | 2007-08 |
| Hok Hoi Lam 林學海 | Rep 4 | 2010-07 | 2012-01 |
| Jimmy Chun Kwok Lam 林振國 | Rep 4 | 2010-11 | 2011-08 |
| Michael Man Kiu Lam 林萬喬 | Rep 4 | 2007-02 | 2009-02 |
| Alexander Latzer | Rep 4 | 2009-03 | 2012-01 |
| Alfred Lau 劉雅瀚 | Rep 4 | 2007-08 | 2009-09 |
| Hiu Wai (SFC:ALA867) Lau 劉曉慧 | Rep 4 | 2005-10 | 2009-02 |
| Justin Ching Yin Lau 劉正賢 | Rep 4 | 2010-10 | 2012-01 |
| Kelvin Wai Kin Lau 劉偉健 | Rep 4 | 2007-09 | 2012-01 |
| Yuen Sheung Law 羅婉湘 | Rep 4 | 2010-11 | 2012-01 |
| Brenda Chang Ling Lee 李昶霖 | Rep 4 | 2005-08 | 2007-09 |
| Ka Man Madeleine Lee 李嘉雯 | Rep 4 | 2011-08 | 2011-09 |
| Kee Siong Lee 李淦祥 | Rep 4 | Pre-2003 | 2012-01 |
| Yuk Man Lee 李育文 | Rep 4 | 2010-06 | 2012-01 |
| Kevin Koon Yip Leung 梁冠業 | Rep 4 | 2008-06 | 2010-07 |
| Jixiang Li | Rep 4 | 2008-06 | 2010-01 |
| Kai Yu Li 李啟宇 | Rep 4 | Pre-2003 | 2003-12 |
| Zhaohong Li 李兆宏 | Rep 4 | 2003-09 | 2004-01 |
| Florence Feng Chun Liang 梁鳳淳 | Rep 4 | 2007-08 | 2010-03 |
| Ilona Ching Man Lo 羅靜敏 | Rep 4 | 2011-06 | 2012-01 |
| Ming Hung Lo 盧銘雄 | Rep 4 | 2007-04 | 2011-09 |
| Philip Lo 盧偉楷 | Rep 4 | 2010-09 | 2012-01 |
| Shun-Chih Lo 羅舜芝 | Rep 4 | 2007-03 | 2007-06 |
| Yunye Lu 陸昀曄 | Rep 4 | 2011-04 | 2012-01 |
| Hon Kin Ma 馬漢堅 | Rep 4 | 2008-04 | 2011-06 |
| Jibo Ma 馬繼博 | Rep 4 | 2010-09 | 2012-01 |
| William Gerard Mans | Rep 4 | 2010-05 | 2010-10 |
| Matthew Owen Marsden | Rep 4 | 2011-10 | 2012-01 |
| King Chuen Ng 吳景荃 | Rep 4 | 2008-03 | 2010-07 |
| Hiu Yee Poon | Rep 4 | 2010-08 | 2012-01 |
| Pranab Kumar Sarmah | Rep 4 | 2004-08 | 2012-01 |
| Kenji Serizawa | Rep 4 | 2011-03 | 2012-01 |
| Shaojie Shi 師少杰 | Rep 4 | 2007-04 | 2008-09 |
| Ka So 蘇卡 | Rep 4 | 2011-06 | 2012-01 |
| Mingchun Sun 孫明春 | Rep 4 | 2010-11 | 2012-01 |
| Jenny Fong Wa Szeto 司徒芳華 | Rep 4 | Pre-2003 | 2006-11 |
| Chuan Tang 唐川 | Rep 4 | 2006-05 | 2007-05 |
| Mun Hon Tham 譚文漢 | Rep 4 | 2008-08 | 2011-09 |
| Wai Ming (SFC:ACE376) Tsang 曾慧明 | Rep 4 | 2003-12 | 2007-02 |
| Maurine Wan 溫慕蓮 | Rep 4 | 2006-07 | 2012-01 |
| Yong Wang 王勇 | Rep 4 | 2008-06 | 2011-09 |
| Ming Him Wong 黃銘謙 | Rep 4 | 2011-06 | 2012-01 |
| Po Yee (SFC:AJE274) Wong 黃寶儀 | Rep 4 | 2006-09 | 2010-07 |
| Grace Yuet Ming Wu 胡月明 | Rep 4 | 2010-09 | 2012-01 |
| Yibing (SFC:ANR774) Xia 夏宜冰 | Rep 4 | 2008-03 | 2010-10 |
Showing 1–100 of 109