Hiu Wai (SFC:ALA867) Lau
劉曉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Wai (SFC:ALA867) Lau (劉曉慧), a licensed former licensee with CE reference ALA867. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-24 | 2025-07-04 |
| Argonaut Securities (Asia) Limited |
RO | Type 4 — Advising on securities | 2017-10-31 | 2020-06-26 |
| Argonaut Securities (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2015-01-05 | 2020-06-26 |
| Argonaut Securities (Asia) Limited |
Rep | Type 4 — Advising on securities | 2015-01-05 | 2017-10-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-01 | 2014-09-10 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-14 | 2010-03-24 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-10-21 | 2009-02-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-03 | 2005-10-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-29 | 2005-07-08 |
| CASH Research Limited 時富證券研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-02 | 2005-03-31 |