Argonaut Securities (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Argonaut Securities (Asia) Limited ( ), a Hong Kong-based licensed corporation with CE reference AXO052. Current licensed staff on file: 0 (total recorded over time: 20). Earliest licence on file: 2011-09-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2011-09-08 | 2021-12-07 |
| Type 4 — Advising on securities | 2011-09-08 | 2021-12-07 |
| Type 6 — Advising on corporate finance | 2011-09-08 | 2021-12-07 |
Licensed staff (all-time) (20)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hiu Wai (SFC:ALA867) Lau 劉曉慧 | RO 4 Rep 1, 4 | 2015-01 | 2020-06 |
| Angus Hamilton McGeoch | RO 1, 4 Rep 1 | 2011-12 | 2013-10 |
| Edward Godfrey Rigg | RO 1, 4, 6 | 2011-09 | 2021-11 |
| Travis Lorne Smithson | RO 1, 4, 6 | 2011-09 | 2017-09 |
| Gregory Ryan Southee | RO 1, 4, 6 | 2011-09 | 2021-11 |
| Christopher Rudolph Wippl | RO 1, 4 | 2011-09 | 2021-11 |
| Jon Biesse | Rep 1, 6 | 2012-02 | 2013-06 |
| Man Fong Rachel Chan 陳敏芳 | Rep 1 | 2011-10 | 2012-07 |
| Patrick Chang | Rep 4 | 2012-02 | 2016-06 |
| Mingxiao Chen 陳明瀟 | Rep 1, 6 | 2018-02 | 2018-10 |
| Ian Andrew Christie | Rep 4 | 2012-03 | 2016-09 |
| Glen Gordon | Rep 1, 4 | 2014-02 | 2016-07 |
| Brandon Mark Hayward | Rep 1, 6 | 2019-03 | 2019-12 |
| William Troy Irvin | Rep 4 | 2012-03 | 2015-03 |
| Weisong Christian Jiang 蔣維松 | Rep 1 | 2011-10 | 2013-08 |
| Jun Lu 陸珺 | Rep 1, 6 | 2020-05 | 2021-02 |
| William Ralph Quentin Robbins | Rep 1, 4 | 2012-08 | 2012-12 |
| Damian Blaise Hall Rooney | Rep 1 | 2011-09 | 2021-11 |
| Chun-Han Wu 吳昀翰 | Rep 1, 6 | 2012-07 | 2021-02 |
| Qing Yuan Zhou 周清源 | Rep 1, 4 | 2013-11 | 2013-12 |
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