William Ralph Quentin Robbins
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Ralph Quentin Robbins ( ), a licensed former licensee with CE reference APJ520. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| iSAM Securities (HK) Limited |
RO | Type 3 — Leveraged foreign exchange trading | 2019-12-23 | 2023-05-12 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-28 | 2015-07-14 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-28 | 2015-07-14 |
| Argonaut Securities (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2012-08-09 | 2012-12-04 |
| Argonaut Securities (Asia) Limited |
Rep | Type 4 — Advising on securities | 2012-08-09 | 2012-12-04 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-06 | 2012-06-29 |
| Renaissance Capital (Hong Kong) Limited 晉新資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-06 | 2012-06-29 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2007-08-27 | 2008-08-15 |