Fox-Pitt, Kelton (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fox-Pitt, Kelton (Asia) Limited, a Hong Kong-based licensed corporation with CE reference AFU362. Current licensed staff on file: 0 (total recorded over time: 68).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2010-05-18 |
| Type 4 — Advising on securities | present | 2010-05-18 |
| Type 6 — Advising on corporate finance | present | 2010-05-18 |
| Type 9 — Asset management | present | 2005-01-07 |
Licensed staff (all-time) (68)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christopher David Appleton | RO 1, 4 | Pre-2003 | 2005-06 |
| Warren Nicholas Blight | RO 1, 4 Rep 1, 4 | 2006-05 | 2009-10 |
| Andre' Lionel Carey | RO 1 Rep 1 | 2006-04 | 2009-10 |
| Jean-Marc Beaugrand Champagne 向君浩 | RO 1 Rep 1 | 2006-05 | 2007-05 |
| Mark Patrick Hay Davison | RO 6 | 2004-01 | 2005-10 |
| Xin Fu 付鑫 | RO 1 Rep 1 | 2005-05 | 2006-05 |
| Sunil Garg | RO 1, 4 | Pre-2003 | 2005-06 |
| Brian Worthen Hunsaker | RO 1, 4 Rep 1, 4 | 2003-09 | 2009-10 |
| David William Stopford Law | RO 6 | Pre-2003 | 2003-08 |
| Timothy Wightman Lawson | RO 1, 4 Rep 1, 4 | 2004-04 | 2006-06 |
| Bik San Leung 梁碧珊 | RO 1, 4, 6 | 2004-07 | 2009-10 |
| Joseph James Noakes | RO 1, 4, 9 | Pre-2003 | 2004-03 |
| Kevin Edmond Pereira | RO 1 Rep 1 | 2006-07 | 2009-03 |
| Zachry David Rosenberg | RO 1, 4, 6 | 2005-03 | 2009-10 |
| Lye Keong Tho | RO 1, 4 Rep 1, 4 | 2003-11 | 2009-10 |
| David Lawrence Threadgold | RO 4 Rep 4 | 2003-05 | 2009-10 |
| Jack David Vogel | RO 1 Rep 1 | 2005-05 | 2006-06 |
| Jimmy Cheung Yee Woo 吳祥貽 | RO 1, 4 Rep 1, 4, 6, 9 | Pre-2003 | 2006-05 |
| Simon Nicholas Lionel Wood | RO 6 | Pre-2003 | 2004-09 |
| James R Antos | Rep 4 | 2008-06 | 2009-09 |
| Richard Jeremy Barton | Rep 1 | 2008-09 | 2009-10 |
| James Alexander Box | Rep 1, 6 | 2004-08 | 2004-11 |
| Bao Ling Chan | Rep 1, 4 | 2004-04 | 2009-10 |
| Chanel Hiu Tung Chau 周曉彤 | Rep 1, 4 | 2004-03 | 2005-11 |
| Lawrence Yung Chen 鄭勇 | Rep 4 | 2006-08 | 2008-04 |
| Shun Chen 陳舜 | Rep 1, 4 | 2004-01 | 2006-06 |
| Matthew Yu Yuan Cheng 鄭裕源 | Rep 1 | 2009-04 | 2009-10 |
| Kwok Wah (SFC:AGO346) Cheung 張國華 | Rep 1 | 2007-05 | 2009-10 |
| Tsz Kit Cheung 張子傑 | Rep 1, 4 | 2003-05 | 2004-03 |
| Cheuk Yin Chow 周卓賢 | Rep 1, 4 | 2006-05 | 2007-04 |
| Stephen Michael Cook | Rep 1, 4 | 2005-12 | 2007-05 |
| Christopher Edwin Darling | Rep 1, 4 | 2005-04 | 2006-03 |
| Shengyan Fan 樊盛妍 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Leigh Goodwin | Rep 4 | 2008-06 | 2008-06 |
| Peter John Goulston | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Syed Javed Hassan | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Thomas Eitel Hester | Rep 1 | 2008-10 | 2009-09 |
| Samuel Alexander Hilton | Rep 4 | 2007-01 | 2009-10 |
| Andy Tsz Ho Ho 何子浩 | Rep 1 | 2005-03 | 2005-09 |
| Yuki Allyson Honjo | Rep 4 | 2004-01 | 2009-06 |
| Chi Hong Hum | Rep 1 | 2005-05 | 2006-05 |
| Juni Ijong Dachlan Reut | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Gautam Kapoor | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Amit Khosla | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Jasamine Kit Ying Lai 黎潔瑩 | Rep 4 | 2006-07 | 2006-09 |
| Siu Cheung Law 羅肇翔 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Hubert Wai Hon Lee 李威漢 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-03 |
| Jin (SFC:AHF365) Liu 劉進 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-06 |
| Todd Stuart Martin | Rep 1 | 2009-01 | 2009-10 |
| Mark Shirreff Matthews 馬修斯 | Rep 4 | 2009-02 | 2009-10 |
| Jun Oishi | Rep 4 | 2007-01 | 2009-10 |
| Michaelangelo de Los Reyes Oyson | Rep 1, 4 | 2003-06 | 2003-10 |
| Leona Wai Lam Pang 彭慧林 | Rep 1 | 2009-06 | 2009-10 |
| Jagdish Parmanand | Rep 1, 4, 6, 9 | Pre-2003 | 2004-08 |
| Rajagopal Ramanathan | Rep 4 | 2007-01 | 2009-01 |
| Peng Ran 冉鵬 | Rep 4 | 2006-09 | 2007-07 |
| He Shin Randall Kim | Rep 1, 4, 6, 9 | Pre-2003 | 2009-10 |
| William Ralph Quentin Robbins | Rep 1 | 2007-08 | 2008-08 |
| Duncan James Russell | Rep 4 | 2007-01 | 2007-05 |
| Kin Man Sung 宋建文 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Maryann Tzu Wen Tseng 曾慈雯 | Rep 1, 4 | 2004-04 | 2005-09 |
| Mark Andrew Williams | Rep 1, 4, 6, 9 | Pre-2003 | 2005-02 |
| Dick Hong Wong 黃迪康 | Rep 4 | 2007-09 | 2008-12 |
| Hyun Ju Yang 梁賢珠 | Rep 1 | 2008-06 | 2008-12 |
| Robert Walmsley Yates | Rep 4 | 2003-10 | 2003-10 |
| Jonathan Sheung Chern Yeoh | Rep 1 | 2009-06 | 2009-10 |
| Dandan Zhu 朱丹丹 | Rep 4 | 2008-03 | 2009-10 |
| George Alan Zimmermann | Rep 4 | 2003-10 | 2003-10 |
Showing 1–68 of 68