Stephen Michael Cook
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Michael Cook ( ), a licensed former licensee with CE reference AMV212. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-12-21 | 2007-05-08 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2005-12-21 | 2007-05-08 |