Bao Ling Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bao Ling Chan ( ), a licensed former licensee with CE reference AKJ285. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 — Advising on securities | 2010-03-04 | 2010-03-29 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2009-04-06 | 2009-10-16 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-04-22 | 2008-09-19 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2004-04-22 | 2008-09-19 |