James R Antos
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James R Antos ( ), a licensed former licensee with CE reference AIR845. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-12 | 2015-12-14 |
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2008-06-23 | 2009-09-30 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-10 | 2004-11-16 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-04-10 | 2008-05-30 |