Bear Stearns Asia Limited
貝爾斯登亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bear Stearns Asia Limited (貝爾斯登亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AAI359. Current licensed staff on file: 0 (total recorded over time: 275). Earliest licence on file: 2005-11-29.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2010-04-28 |
| Type 2 — Dealing in futures contracts | 2005-11-29 | 2010-04-28 |
| Type 4 — Advising on securities | present | 2010-04-28 |
| Type 5 — Advising on futures contracts | 2005-11-29 | 2010-04-28 |
| Type 6 — Advising on corporate finance | present | 2008-10-16 |
| Type 7 — Providing automated trading services | present | 2008-10-16 |
| Type 9 — Asset management | present | 2008-10-16 |
Licensed staff (all-time) (275)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Daniel W Azzi | RO 1, 2 Rep 1, 2 | 2006-09 | 2008-05 |
| Michael Bartus Bugel | RO 1, 4 Rep 1, 2, 4 | 2006-08 | 2008-08 |
| John Zhong Chen 陳忠 | RO 6 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-05 |
| David Kin Lung Cheng 鄭建龍 | RO 1, 6 Rep 1, 6 | 2005-07 | 2008-04 |
| Kin Sang Cheung 張健生 | RO 1, 2, 4, 5, 7 | 2005-01 | 2008-04 |
| Terence Mun Chung Chow 周敏中 | RO 6 Rep 6 | 2006-07 | 2008-10 |
| Larissa Anne Downes | RO 4 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-06 |
| Gary Levent Erim | RO 1, 2 | 2005-01 | 2008-10 |
| Leonard Feder | RO 1 | 2005-06 | 2007-07 |
| Hugh Garway Garway-Templeman | RO 1, 2, 4, 5, 7, 9 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-08 |
| Man Tat Ho 何聞達 | RO 1 Rep 1, 2 | 2005-03 | 2008-05 |
| Christopher Lam Jung 曾俊文 | RO 1, 2, 4, 5 | 2008-09 | 2009-11 |
| Ritsubun Koda 黃田立文 | RO 1, 2 Rep 1, 2 | 2007-11 | 2008-07 |
| Michael David Kurtz | RO 4 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-05 |
| Pascal Jean-Louis Lambert | RO 1, 4, 7 | 2008-01 | 2009-04 |
| William Kei Leung Lee 李基樑 | RO 1, 2, 4, 5 | 2008-07 | 2009-11 |
| Sze Tien Leung 梁仕天 | RO 1 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-06 |
| Choot Lim | RO 1, 2 Rep 1, 2 | 2006-06 | 2008-06 |
| Frank Tsao Yu Mao 毛昭宇 | RO 1, 2, 4, 5, 6, 7, 9 | Pre-2003 | 2008-10 |
| John James Moore | RO 1, 4, 7 | 2007-12 | 2008-11 |
| Thanh Cao Nguyen | RO 1 Rep 1, 2, 4, 6, 7, 9 | Pre-2003 | 2008-05 |
| Craig Joseph Reilly | RO 1, 4, 6, 7, 9 | Pre-2003 | 2004-12 |
| Donald Wei Tang 唐偉 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2008-10 |
| Howard Holmes Tomlinson | RO 1 Rep 1 | 2006-07 | 2008-07 |
| Henry Yuk Wong Tsang 曾玉煌 | RO 1, 6 | 2005-07 | 2007-11 |
| Fernando Shotwell Valte III | RO 6 Rep 1, 6 | 2008-03 | 2008-05 |
| Gary Ephraim Aderman | Rep 4 | 2004-09 | 2005-01 |
| Robert Craig Adler | Rep 1 | 2006-10 | 2006-11 |
| James R Antos | Rep 1, 4 | 2003-04 | 2008-05 |
| Farrah Bagaman | Rep 1, 2, 4 | 2004-04 | 2008-05 |
| Shuk Chee Bo 布淑芝 | Rep 1, 2, 4 | 2004-03 | 2007-07 |
| John Leonard Browning | Rep 2 | 2008-01 | 2008-06 |
| Bradley Drew Burch | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-06 |
| Cyril Cannamela | Rep 1, 2 | 2008-03 | 2008-07 |
| Eric Alberto Castillo | Rep 1, 2 | 2005-08 | 2009-11 |
| Brian David Catton | Rep 1, 2 | 2006-09 | 2008-07 |
| Bryan Hing Yip Chan 陳慶業 | Rep 1, 2 | 2007-02 | 2007-11 |
| Joseph Ho Lim Chan 陳浩濂 | Rep 1, 2 | 2005-03 | 2008-05 |
| Man Hon Chan 陳文康 | Rep 1, 2, 4, 5, 6, 7, 9 | Pre-2003 | 2008-10 |
| Pui Ching Chan 陳佩貞 | Rep 1, 4 | 2003-06 | 2004-11 |
| Roy Chu Heng Chan 曾祖興 | Rep 1, 2 | 2007-04 | 2008-05 |
| Sik Tin Chan 陳昔典 | Rep 4 | 2006-10 | 2008-05 |
| Susan Wai-Lan Chan 陳蕙蘭 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-05 |
| Wing Fu Chan 陳永富 | Rep 4 | 2005-10 | 2008-05 |
| Vijaykumar Chander | Rep 1 | 2007-04 | 2008-06 |
| Celene Chang 張詩璉 | Rep 4 | 2004-08 | 2007-05 |
| Jui-Wen Chang 張瑞紋 | Rep 1, 2 | 2007-06 | 2008-12 |
| Anindya Chatterjee | Rep 4 | 2004-06 | 2006-04 |
| Dennis C Chen | Rep 1 | 2006-05 | 2007-02 |
| Ke (SFC:ANJ194) Chen 陳可 | Rep 6 | 2006-05 | 2006-07 |
| Lin (SFC:AOX336) Chen 陳林 | Rep 4 | 2007-05 | 2008-05 |
| Ada Tung Ying Cheng 鄭東熒 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-02 |
| Jazreel Yeun Yee Cheng 鄭婉儀 | Rep 1, 2 | 2007-02 | 2008-12 |
| Kuang-Hung Cheng 鄭光宏 | Rep 4 | 2007-10 | 2008-05 |
| Vivinne Cheng 鄭慧玄 | Rep 1 | 2007-05 | 2008-05 |
| Gordon Leung Cheung 張亮 | Rep 1, 2 | 2007-08 | 2008-08 |
| Hazel Pui Pui Cheung 張佩佩 | Rep 1 | 2006-02 | 2008-05 |
| Kat Cheung Cheung 張吉祥 | Rep 1, 2 | 2007-07 | 2008-06 |
| Philip Yin Loong Cheung 張恩龍 | Rep 1 | 2004-07 | 2005-09 |
| Yee Fan Cheung 張懿帆 | Rep 1, 2 | 2007-03 | 2009-05 |
| Leon Hak Kan Chik 植克勤 | Rep 4 | 2007-05 | 2008-05 |
| Raymond Man Wai Ching 程文偉 | Rep 4 | 2008-01 | 2008-05 |
| Amy Yuen Ping Chiu 趙苑萍 | Rep 1, 2 | 2007-12 | 2008-05 |
| Philip Pit Lap Chiu 趙必立 | Rep 1, 2 | 2006-03 | 2008-10 |
| Wing Fai Chiu 趙永輝 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-07 |
| Yin Nga Choy 蔡燕雅 | Rep 1, 2 | 2006-08 | 2008-09 |
| Charlene Marie Chu | Rep 4 | 2005-09 | 2005-12 |
| Julien Chuard | Rep 1, 2 | 2007-08 | 2009-11 |
| Alvin Jun Mun Chui 崔俊文 | Rep 1, 2 | 2006-10 | 2008-06 |
| Chi-Sun Chui 徐志真 | Rep 1, 2 | 2006-09 | 2008-04 |
| David Kam Hung Chui 崔錦雄 | Rep 1, 2, 4, 6, 7, 9 | Pre-2003 | 2006-02 |
| Adam Bramble Clark | Rep 1, 4, 6 | 2004-03 | 2008-05 |
| Adam Quinton Harvey Clarke | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-05 |
| Elizabeth Anne Lucy Colback | Rep 1, 4 | 2006-08 | 2008-08 |
| Michael John Conway | Rep 1 | 2005-01 | 2005-02 |
| Mark Manning de Riggi | Rep 1, 2 | 2006-11 | 2007-05 |
| Ming Dong 董明 | Rep 6 | 2006-02 | 2007-07 |
| Yang Duan 段楊 | Rep 1 | 2005-07 | 2008-05 |
| Michael Troy Duncan | Rep 1 | 2008-03 | 2008-09 |
| Evan Harmon Erlanson | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2008-05 |
| Daniel Chik Chuen Fan 樊植全 | Rep 4 | 2006-06 | 2009-11 |
| Gregory Sai Kit Fan 范世傑 | Rep 1, 2 | 2006-08 | 2007-09 |
| Lili Fan 范莉莉 | Rep 4 | 2007-04 | 2008-05 |
| Woon Bik Fok 霍奐璧 | Rep 1, 4 | 2003-07 | 2005-05 |
| Martin Kevin Foot | Rep 4 | 2005-06 | 2008-05 |
| Nicolas Gerard Rene Gallet | Rep 1, 2 | 2006-08 | 2008-06 |
| Jonathan Garrick | Rep 1 | 2007-05 | 2008-05 |
| Stuart James Gates | Rep 1, 2, 4 | 2005-02 | 2008-05 |
| Xianjie Geng 耿宪杰 | Rep 1, 2 | 2007-04 | 2008-12 |
| Soujit Ghosh | Rep 1, 2 | 2007-01 | 2008-11 |
| Justin Alexander Howard Greene | Rep 1, 2 | 2007-04 | 2008-05 |
| Andrew Ye Yan Gu 顧燁彥 | Rep 1, 2 | 2008-03 | 2009-11 |
| Zheng Michael Guan 管征 | Rep 6 | 2004-04 | 2005-03 |
| Chengeng He | Rep 1, 2 | 2007-08 | 2008-02 |
| George Xiaogang He | Rep 6 | 2006-03 | 2006-10 |
| Ellen Ruth Herman | Rep 6 | 2005-01 | 2005-04 |
| Edouard Vincent Philippe Hervey | Rep 1 | 2007-01 | 2008-05 |
| Gerwin Cheuk Wing Ho 何卓榮 | Rep 4 | 2004-06 | 2008-05 |
| Jerry Ho 何基樂 | Rep 4 | 2006-08 | 2008-05 |
| Shek Chung Ho 何石中 | Rep 1, 2, 4, 5, 6, 7, 9 | Pre-2003 | 2008-10 |
Showing 1–100 of 275