Ellen Ruth Herman

CE No. ALQ521 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ellen Ruth Herman (), a licensed former licensee with CE reference ALQ521. Total licence records on file: 1.

Licence history

FirmRoleRegulated activityFromTo
Bear Stearns Asia Limited
貝爾斯登亞洲有限公司		 Rep Type 6 — Advising on corporate finance 2005-01-19 2005-04-18

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