Mark Manning de Riggi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Manning de Riggi ( ), a licensed former licensee with CE reference AOC820. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-01 | 2007-05-01 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-01 | 2007-05-01 |