David Kin Lung Cheng
鄭建龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kin Lung Cheng (鄭建龍), a licensed Responsible Officer with CE reference ABR710. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-11-30 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 — Advising on securities | 2015-11-30 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 — Advising on corporate finance | 2015-11-30 | present |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-11-30 | 2025-01-15 |
| Merrill Lynch Far East Limited | RO | Type 4 — Advising on securities | 2015-11-30 | 2025-01-15 |
| Merrill Lynch Far East Limited | RO | Type 6 — Advising on corporate finance | 2015-11-30 | 2025-01-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-10-12 | 2015-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-10-12 | 2015-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-10-12 | 2015-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-10-12 | 2015-11-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-12 | 2015-11-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-10-12 | 2015-11-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-15 | 2015-08-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-07-15 | 2015-08-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-07-15 | 2015-08-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-29 | 2008-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-23 | 2008-07-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-23 | 2008-07-15 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2005-07-21 | 2008-04-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-07-21 | 2008-04-09 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-11 | 2005-07-21 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-07-11 | 2005-07-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-07-07 | 2005-06-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-07-07 | 2005-06-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-17 | 2004-07-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-17 | 2004-07-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-10 | 2004-05-14 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-05-10 | 2004-05-14 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-05-10 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-10 |