BOCI Asia Limited

中銀國際亞洲有限公司
CE No. AET863 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BOCI Asia Limited (中銀國際亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AET863. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 6 — Advising on corporate finance. Current licensed staff on file: 64 (total recorded over time: 469).

Registered address

26/F, Bank of China Tower, 1 Garden Road, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 6 — Advising on corporate finance present present

Licensed staff (all-time) (469)
Active on date

Name Activities First licensed To
Fang Bian 卞方 RO 1, 6 Rep 1, 6 2006-07 2018-02
Joseph Kwok Wai Chan 陳國偉 RO 1, 6 Rep 1, 6 2007-10 2017-08
Ka Hung (SFC:AOA854) Chan 陳嘉鴻 RO 1, 6 Rep 1, 6 2012-08 Present
Wing Chiu Chan 陳榮照 RO 1 2006-07 2013-03
Yick Wai Albert Chang 張亦衛 RO 6 Rep 6 2004-07 2010-06
Paul Chau 周弋邦 RO 6 Rep 6 2010-07 2018-04
Anyuan Chen 陳安源 RO 1, 6 Rep 1, 6 2025-03 Present
Lu Chen 陳露 RO 6 Rep 1, 6 2014-01 2026-02
Xiaolu Chen 陳曉露 RO 6 Rep 6 2004-10 2023-12
Arthur Cheng 鄭斌宜 RO 6 Rep 1, 6 Pre-2003 2012-05
David Kin Lung Cheng 鄭建龍 RO 1, 6 Rep 1, 6 Pre-2003 2004-05
Michael Man Cheong Cheng 鄭萬昌 RO 6 Rep 1, 6 Pre-2003 2023-12
James Kwok Lung Cheung 張國龍 RO 1, 6 2022-08 Present
Kat Cheung Cheung 張吉祥 RO 1 2025-05 Present
Wan Yee Chong 莊韻兒 RO 6 Rep 6 2012-06 2018-09
Terence Mun Chung Chow 周敏中 RO 6 Rep 1, 6 Pre-2003 2006-06
Kenneth Chi Kin Chung 鍾子健 RO 6 Rep 6 2011-05 2016-03
Jinsong (SFC:AQU252) Du 杜勁松 RO 1 Rep 1 2012-02 2015-02
Chun Fai Fong 方俊輝 RO 6 Rep 6 2010-07 2017-08
Kenny Yui Kwong Ho 何銳光 RO 1 2017-01 2018-12
Ronnie Chun Hung Kung 龔臻虹 RO 1 2024-08 Present
Warren Lai On Kwan 關澧安 RO 1 2004-12 2006-04
Kit Ling Lau 劉潔玲 RO 6 Rep 1, 6 2010-10 2021-09
Vincent Chi Kin Lau 劉子堅 RO 6 Rep 6 2007-04 2017-09
Kin Man (SFC:AQC894) Lee 李建民 RO 1, 6 Rep 1, 6 2007-12 2025-12
Kenneth Sau Chung Leung 梁守聰 RO 1, 6 Rep 1, 6 2004-07 2005-06
Yiu Kei (SFC:AFX469) Leung 梁耀基 RO 1, 6 Rep 6 2005-03 2025-12
Shan Li 李山 RO 1, 6 Pre-2003 2005-11
Tong (SFC:ANQ787) Li 李彤 RO 1, 6 Rep 1, 6 2006-07 2024-01
Zhe Li 李哲 RO 1, 6 Rep 1, 6 2024-08 Present
Shan Hock Liew 劉善學 RO 1, 6 Rep 1, 6 2010-11 2025-02
Swee Tin Lisa Lim 林瑞珍 RO 1, 6 Rep 1, 6 2015-01 2022-01
Lin (SFC:BVD901) Liu 劉林 RO 1, 6 2025-06 Present
Taisheng Liu 柳太勝 RO 1, 6 Rep 1, 6 2019-04 Present
Steven Wing Shing Lo 盧永成 RO 6 Rep 6 2010-07 2012-05
Rong (SFC:ACB322) Lu 陸戎 RO 1, 6 Rep 1, 6 2006-07 2014-01
Kin Chung Lui 呂健忠 RO 6 Rep 1, 6 2019-09 Present
Chi Ming Ma 馬志明 RO 1 Rep 1 2010-03 2012-01
Chi Kin (SFC:AFZ772) Mak 麥志堅 RO 6 Rep 1, 6 2006-10 2018-02
Michael Sin Yue Mak 麥善宇 RO 1, 6 Rep 1, 6 2009-08 2024-07
Chung Ho Man 文中豪 RO 6 Rep 1, 6 Pre-2003 2012-06
Meng Hua Ng 黃明華 RO 6 Rep 6 2004-07 2019-11
Rowena See Wai Ng 吳思煒 RO 1, 6 Rep 1, 6 Pre-2003 2023-02
Warren Brian Ka Hei Ng 吳嘉羲 RO 1, 6 Rep 1, 6 2025-07 Present
John Marshall Nicholson 凌瀚燊 RO 1, 6 Rep 1, 6 2007-01 2012-02
Alfred Hing Chung Pang 彭慶聰 RO 1, 6 2004-04 2009-04
Feng (SFC:ALK156) Qian 錢鋒 RO 1 2013-07 2024-03
Peter Chai Man Sham 沈濟民 RO 6 Rep 1, 6 2007-07 2012-09
Hui Shen 沈輝 RO 1, 6 Pre-2003 2004-02
Ngai Ho Shum 沈毅豪 RO 1 Rep 1 2016-09 2022-03
Ho Chi Sit 薛皓之 RO 6 Rep 1, 6 2011-02 2026-02
Kam Ming Sun 辛鑑明 RO 6 Rep 1, 6 2018-06 Present
Man Hong Tam 譚文康 RO 6 Rep 6 2004-04 2007-08
William Wai Tak Tong 唐偉德 RO 6 Rep 6 2006-11 2018-02
Yung Hoi Tse 謝湧海 RO 1 2006-04 2012-12
Didier Louis M. van Runckelen 王令龍 RO 1 2015-05 2017-01
Andy To Chung Wai 韋道聰 RO 6 Rep 1, 6 2006-05 2018-09
Wilson Siu Wah Wan 溫兆華 RO 1, 6 Rep 1, 6 2007-07 2012-06
Ren Wang 王韌 RO 1, 6 Rep 1, 6 2014-01 2024-02
Yan (SFC:AJA480) Wang 王岩 RO 1, 6 Rep 1, 6 2005-05 2011-09
Zhongze Wang 王中澤 RO 1 2021-09 2023-03
Albert Kwok Yin Wong 黃國彥 RO 6 Rep 1, 6 2013-03 2014-07
Andrew Chung Lap Wong 黃重立 RO 1, 6 Rep 1, 6 2007-09 2013-01
Benson Wong 王秉誠 RO 1, 6 Rep 6 2004-02 2007-10
Chun Yee (SFC:AQO555) Wong 黃俊怡 RO 6 Rep 6 2012-11 2018-10
Eric Kai Lap Wong 黃啟立 RO 1, 6 Rep 1, 6 Pre-2003 2006-10
Ivan Sze Yuen Wong 王士元 RO 1 2022-08 Present
Kin Ming Marcus Woo 胡健明 RO 6 Rep 1, 6 2005-07 2012-07
Ziwei Wu 吳子維 RO 1, 6 Rep 1, 6 2025-03 Present
Zhengkun Xie 謝正琨 RO 6 Rep 1, 6 2021-07 Present
Xiaohui Xu 徐曉輝 RO 6 Rep 6 2015-10 2020-11
Fan (SFC:BDY994) Yang 楊凡 RO 1, 6 2026-04 Present
Sunny Kai Sun Yip 葉啟燊 RO 1, 6 Rep 1, 6 2019-01 2026-01
Ka Fai Yu 余家輝 RO 1 Rep 1 2013-04 2016-09
Lap Kay Yung 容立基 RO 6 Rep 1, 6 2007-07 2012-06
Kun Zhang 張鯤 RO 1, 6 Rep 1, 6 2024-12 Present
Diya A 阿迪亞 Rep 6 2015-02 2019-09
Mario Altenburger Rep 1, 6 2010-07 2024-09
Ziye An 安子叶 Rep 6 2014-04 2014-10
Ho Chung Au 區皓綜 Rep 6 2015-12 2017-08
Qingyuan Bai 白清元 Rep 1, 6 2018-05 2025-08
John Bunkrit Bhisitkul Rep 6 2004-07 2006-03
Xinhao Cai 蔡昕昊 Rep 1, 6 2023-08 2025-01
Zhiwei (SFC:BOK250) Cai 蔡之偉 Rep 1, 6 2019-06 Present
Kuangyu Cao 曹貺予 Rep 1, 6 2003-12 2007-08
Qi Cao 操琦 Rep 1, 6 2008-10 2010-05
Yining Cao 曹一宁 Rep 6 2017-03 2019-04
Chun Leung Chan 陳駿亮 Rep 1, 6 2014-11 2015-06
Eva Kiu Yee Chan 陳喬依 Rep 6 2014-11 2015-02
Hoi Yan (SFC:BJL078) Chan 陳凱欣 Rep 6 2017-05 2019-02
Jun Yu Chan 陳晉宇 Rep 1, 6 2008-07 2011-07
Kam Pui Chan 陳錦培 Rep 6 2010-05 2014-09
Ngat Chan 陳兀 Rep 1, 6 2011-07 2018-11
Oswald Tsang Tao Chan 陳錚濤 Rep 6 2013-12 2018-01
Tracy Wai Yee Chan 陳慧儀 Rep 6 2004-03 2005-10
Tsz Kwan (SFC:AEO769) Chan 陳紫君 Rep 1, 6 Pre-2003 2006-02
Wayne Holt Chan 陳偉浩 Rep 6 2010-11 2015-11
Yat Sing Chan 陳日昇 Rep 6 2006-05 2012-11
Yin Tung Chan 陳彥彤 Rep 1, 6 2006-09 2008-02
Joseph Chau Chang Rep 6 2011-03 2011-12
Showing 1–100 of 469

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 2 shared activity types

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Related