Lu Chen
陳露
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu Chen (陳露), a licensed former licensee with CE reference BCU600. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-20 | 2026-02-27 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-20 | 2026-02-27 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-06-22 | 2026-02-27 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-24 | 2021-06-22 |