Joseph Chau Chang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chau Chang ( ), a licensed former licensee with CE reference ART436. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-25 | 2011-12-24 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-18 | 2010-06-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-18 | 2010-06-30 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-12-18 | 2010-06-30 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 1 — Dealing in securities | 2008-11-18 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 4 — Advising on securities | 2008-11-18 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | Rep | Type 6 — Advising on corporate finance | 2008-11-18 | 2009-03-31 |