Houlihan Lokey Howard & Zukin (Europe) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Houlihan Lokey Howard & Zukin (Europe) Limited, a Hong Kong-based licensed corporation with CE reference AOB894. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2007-05-15.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-05-15 | 2009-08-18 |
| Type 4 — Advising on securities | 2007-05-15 | 2009-08-18 |
| Type 6 — Advising on corporate finance | 2007-05-15 | 2009-08-18 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Richard Alan Griffiths | RO 1, 6 | 2007-08 | 2008-08 |
| David Abraham Preiser | RO 1, 4, 6 | 2007-05 | 2009-03 |
| David Paul Putnam | RO 1, 4, 6 | 2007-05 | 2009-03 |
| Joseph Chau Chang | Rep 1, 4, 6 | 2008-11 | 2009-03 |
| Wen Hua 華文 | Rep 1, 6 | 2008-07 | 2009-03 |
| Li Sze Sia 謝理思 | Rep 1, 6 | 2007-10 | 2009-02 |
| Jiang Wang 王江 | Rep 6 | 2008-01 | 2009-02 |
| Jeff Downing Wilson | Rep 6 | 2008-03 | 2009-03 |
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