David Abraham Preiser
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Abraham Preiser ( ), a licensed former licensee with CE reference AOD252. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 1 — Dealing in securities | 2008-10-09 | 2010-06-03 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 4 — Advising on securities | 2008-10-09 | 2010-06-03 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-10-09 | 2010-06-03 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RO | Type 1 — Dealing in securities | 2007-05-15 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RO | Type 4 — Advising on securities | 2007-05-15 | 2009-03-31 |
| Houlihan Lokey Howard & Zukin (Europe) Limited | RO | Type 6 — Advising on corporate finance | 2007-05-15 | 2009-03-31 |