Michael Sin Yue Mak

麥善宇
CE No. AQC886 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Sin Yue Mak (麥善宇), a licensed former licensee with CE reference AQC886. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
BOCI Asia Limited
中銀國際亞洲有限公司
RO Type 1 — Dealing in securities 2023-05-18 2024-07-12
BOCI Securities Limited
中銀國際證券有限公司
RO Type 1 — Dealing in securities 2023-05-18 2024-07-12
BOCI Securities Limited
中銀國際證券有限公司
RO Type 4 — Advising on securities 2023-05-18 2024-07-12
BOCI Asia Limited
中銀國際亞洲有限公司
RO Type 6 — Advising on corporate finance 2023-05-18 2024-07-12
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 — Advising on securities 2009-11-02 2023-05-18
BOCI Asset Management Limited
中銀國際資產管理有限公司
Rep Type 4 — Advising on securities 2009-11-02 2014-06-30
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 1 — Dealing in securities 2009-08-06 2023-05-18
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 1 — Dealing in securities 2009-08-06 2023-05-18
BOCI Asia Limited
中銀國際亞洲有限公司
Rep Type 6 — Advising on corporate finance 2009-08-06 2023-05-18
BOCI Securities Limited
中銀國際證券有限公司
Rep Type 4 — Advising on securities 2008-04-16 2009-07-01

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