Eric Kai Lap Wong
黃啟立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Kai Lap Wong (黃啟立), a licensed former licensee with CE reference AET869. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 4 — Advising on securities | 2014-04-11 | 2019-06-30 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-29 | 2015-05-12 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2010-05-18 | 2019-06-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-05-18 | 2019-06-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-27 | 2010-05-18 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-27 | 2010-05-18 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2007-11-13 | 2008-05-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-11-13 | 2008-05-31 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-10 | 2007-11-13 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-06 | 2007-11-13 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-29 | 2007-05-21 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-29 | 2007-05-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-03-29 | 2007-05-21 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-01 | 2007-03-29 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-01 | 2007-03-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-01 | 2007-03-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-11 | 2006-10-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-12-03 | 2006-10-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-09 | 2006-10-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-09 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-18 |