Warren Lai On Kwan
關澧安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Lai On Kwan (關澧安), a licensed Representative with CE reference AAM201. Currently licensed at 2 firm(s): KGI Asset Management Limited, KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-01-28 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-19 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-19 | present |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 — Asset management | 2024-03-25 | 2025-01-28 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-19 | 2024-03-25 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
RO | Type 9 — Asset management | 2022-08-15 | 2023-03-17 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-19 | 2023-03-17 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-19 | 2023-03-17 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-03-19 | 2022-08-15 |
| dLab Asset Management Limited |
RO | Type 4 — Advising on securities | 2019-02-13 | 2021-01-03 |
| dLab Asset Management Limited |
RO | Type 9 — Asset management | 2017-07-11 | 2021-01-03 |
| Sprout Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2017-03-07 | 2017-04-28 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2017-01-20 | 2017-03-07 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
RO | Type 9 — Asset management | 2016-05-06 | 2016-10-01 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2013-05-08 | 2015-10-20 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-09 | 2007-04-16 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-03-09 | 2007-04-16 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-03-09 | 2007-04-16 |
| Standard Advisory Asia Limited 標銀亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-03-09 | 2007-04-16 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-10-06 | 2006-04-13 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-03 | 2006-04-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-03 | 2006-04-13 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-07-22 | 2006-04-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-12-03 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-07-22 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-10 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-10 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-10 |