KGI Asset Management Limited
凱基資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for KGI Asset Management Limited (凱基資產管理有限公司), a Hong Kong-based licensed corporation with CE reference AEN441. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 24 (total recorded over time: 95). Earliest licence on file: 2013-05-31.
Registered address
41/F, Central Plaza, 18 Harbour Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 1 — Dealing in securities | 2013-05-31 | 2025-07-24 |
| Type 6 — Advising on corporate finance | present | 2016-11-22 |
Licensed staff (all-time) (95)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Hin Geung Chan 陳献章 | RO 1, 4, 9 | 2016-05 | 2022-01 |
| John Moon Suk Chang | RO 9 Rep 4, 9 | 2015-05 | 2017-05 |
| Chi Lok Cheung 張熾樂 | RO 9 Rep 9 | 2024-11 | Present |
| Kuan Hsun Chu 朱光勳 | RO 9 | 2015-03 | 2022-05 |
| Zhijian Duan 段之鍵 | RO 9 Rep 9 | 2025-02 | Present |
| Ignatius Kwok Wai Ho 何國偉 | RO 1, 4, 6, 9 | Pre-2003 | 2015-01 |
| Warren Lai On Kwan 關澧安 | RO 9 Rep 9 | 2016-05 | Present |
| Hung Chuen Lau 劉洪泉 | RO 1, 4, 9 Rep 9 | 2015-07 | Present |
| Man Sang Law 羅文生 | RO 9 Rep 9 | 2015-06 | Present |
| Alva Mei Ching Lee 李美清 | RO 1, 4 Rep 1, 4 | 2018-01 | 2022-10 |
| Man Sik Lee 李文軾 | RO 9 Rep 9 | 2015-06 | Present |
| Yin Wing Leung 梁彥頴 | RO 1, 4, 6, 9 Rep 9 | 2007-12 | 2016-12 |
| Eric Chun Sun Poon 潘浚燊 | RO 9 Rep 9 | 2022-09 | 2024-09 |
| Kevin Yiu Kuen Tai 戴耀權 | RO 1, 4, 9 Rep 1, 4, 9 | 2022-01 | 2023-12 |
| Chak Wai Wong 黃集蔚 | RO 1, 4, 9 | 2015-05 | 2018-05 |
| Hoe Choon Reddy Wong 黃浩泉 | RO 1, 4, 9 | 2018-03 | Present |
| Chiang Li Wu 吳強立 | RO 1, 4 Rep 9 | 2016-07 | Present |
| Shu Cheung Yau 游樹祥 | RO 1, 4, 6, 9 | Pre-2003 | 2016-12 |
| Jun Aibara | Rep 1, 4 | 2013-07 | 2014-04 |
| Pik Ki Chan 陳璧琪 | Rep 9 | 2019-11 | 2022-08 |
| Wah Hung Chan 陳華雄 | Rep 9 | 2020-05 | 2022-04 |
| Wai Ki (SFC:BFP688) Chan 陳偉基 | Rep 9 | 2018-11 | 2022-02 |
| Yu Tzu Chang 張育滋 | Rep 9 | 2020-08 | Present |
| Ka Kin Cheung 張家健 | Rep 9 | 2019-11 | 2022-08 |
| Tsz Ling Cheung 張梓玲 | Rep 9 | 2022-09 | Present |
| Wai (SFC:AQC579) Cheung 張惠 | Rep 9 | 2019-06 | Present |
| Kit Wa Choi 蔡潔華 | Rep 9 | 2019-11 | 2021-05 |
| Joseph Wing Yan Chow 周永忻 | Rep 9 | 2025-03 | Present |
| Shiu Lun Chow 周兆麟 | Rep 9 | 2023-05 | 2025-04 |
| Candy Wai Lee Choy 蔡惠莉 | Rep 1, 4 | 2013-07 | 2022-06 |
| Kwok On Chu 朱國安 | Rep 9 | 2016-07 | 2016-11 |
| Kam Yi Chua 蔡錦怡 | Rep 9 | 2021-01 | 2025-01 |
| Pui Ling Chung 鍾佩玲 | Rep 9 | 2019-11 | 2022-06 |
| Siu Har Chung 鍾小霞 | Rep 1, 4, 6 | 2013-08 | 2022-06 |
| Yu Jiang 蔣昱 | Rep 9 | 2021-12 | 2022-06 |
| Yansu Christie Ju 居燕蘇 | Rep 4, 9 | 2021-09 | 2022-04 |
| Chun Kong Kwok 郭振江 | Rep 9 | 2018-04 | 2018-07 |
| Chi Yip Lam 林志業 | Rep 9 | 2019-08 | 2022-06 |
| Clive King Kui Lam 林景駒 | Rep 9 | 2017-02 | 2018-03 |
| Kam Tim Lau 劉錦添 | Rep 9 | 2016-12 | 2017-11 |
| Shing (SFC:AIC994) Lau 劉成 | Rep 1, 4 | 2013-09 | 2014-02 |
| Wai Han Lau 劉慧嫻 | Rep 1, 4, 9 | 2013-07 | Present |
| Judith Yee Man Lee 李綺文 | Rep 1, 4 | 2013-07 | 2014-09 |
| Ko-Shun Lee 李可舜 | Rep 9 | 2017-01 | 2018-02 |
| Adelei Shuk Kam Leung 梁淑琴 | Rep 1, 4, 6 | 2013-08 | 2015-11 |
| Kim Hong Leung 梁劍康 | Rep 1, 4 | 2013-07 | 2014-09 |
| Pui Man Leung 梁培敏 | Rep 1, 4 | 2013-08 | 2013-08 |
| Shiu Hong Leung 梁紹康 | Rep 9 | 2018-04 | 2023-04 |
| Wing Lam Leung 梁永林 | Rep 9 | 2019-12 | Present |
| Yu Hang Leung 梁宇恆 | Rep 9 | 2019-12 | 2020-01 |
| Chun Kit (SFC:APO662) Li 李振傑 | Rep 1, 4 | 2013-07 | 2014-10 |
| Emma Yee Mei Li 李綺媚 | Rep 1, 4, 6 | 2013-08 | 2022-06 |
| Joann Yuen Yee Li 李婉儀 | Rep 1, 4, 6 | 2013-08 | 2015-03 |
| Ying Yeung Li 李英楊 | Rep 9 | 2023-06 | 2025-01 |
| Yuk Fong Sendy Li 李玉芳 | Rep 1, 4 | 2013-08 | 2014-08 |
| Zheng (SFC:BJM368) Li 李錚 | Rep 9 | 2021-06 | 2022-02 |
| Chii-Horng Lin 林啟弘 | Rep 1, 4, 9 | 2016-07 | 2021-05 |
| Ying Cheng Lin 林盈成 | Rep 9 | 2017-03 | 2018-10 |
| Sau Wai Lo 羅秀慧 | Rep 1, 4 | 2013-09 | 2016-09 |
| Ho Yan Jonathan Mak 麥浩欣 | Rep 9 | 2020-11 | Present |
| Mark Charles Alexander Mallia | Rep 9 | 2021-02 | Present |
| Juliana Suet Lai Miu 繆雪麗 | Rep 1, 4 | 2013-07 | 2015-08 |
| Tomoyuki Nakamura 仲村知之 | Rep 1, 4 | 2013-11 | 2014-11 |
| Chi Cheng Ng 吳志清 | Rep 9 | 2017-02 | 2018-04 |
| Sau Ching Ng 吳秀清 | Rep 1, 4 | 2013-07 | 2015-05 |
| Siu Kwong Pang 龐紹光 | Rep 9 | 2019-06 | 2022-12 |
| Elsie Wai Ling Poon 潘惠玲 | Rep 1, 4 | 2013-08 | 2017-01 |
| Eliza Wai Mui Pun 潘惠梅 | Rep 1, 4 | 2013-07 | 2017-09 |
| Woon Yin Pun 潘浣賢 | Rep 1, 4 | 2013-08 | 2015-03 |
| Ho Yan Siu 蕭浩恩 | Rep 9 | 2018-05 | 2019-07 |
| Lap Sum Sze 施鈉森 | Rep 9 | 2020-06 | 2022-04 |
| Chuan-Huang Tai 戴傳晃 | Rep 9 | 2017-01 | Present |
| Wai Lun Tam 譚偉倫 | Rep 9 | 2018-08 | Present |
| Lisa Oi Ling Tang 鄧愛玲 | Rep 1, 4, 6 | 2013-08 | 2016-12 |
| Irene Nga Man Tong 唐雅汶 | Rep 1 | 2014-03 | 2014-09 |
| Choi Kwan Tsang 曾賽君 | Rep 1, 4, 6 | 2013-08 | 2016-12 |
| Fan Chun Tsang 曾繁珍 | Rep 9 | 2018-10 | Present |
| Wing Kai Tsang 曾榮佳 | Rep 9 | 2017-02 | Present |
| Elba Chi Wai Tse 謝智慧 | Rep 1, 4, 6, 9 | 2013-12 | 2014-09 |
| Wan Kam Tsoi 蔡璭今 | Rep 1, 4 | 2014-06 | 2022-06 |
| Kit Kenny Wen 温傑 | Rep 9 | 2022-06 | 2025-03 |
| Jyh-Jye James Wey 魏志傑 | Rep 9 | 2024-12 | Present |
| Siu Wai Wong 黃小渭 | Rep 1 | 2013-07 | 2013-08 |
| Tin Chun Wong 黃鈿蓁 | Rep 9 | 2020-06 | 2022-05 |
| Jing (SFC:BRM002) Wu 毋婧 | Rep 9 | 2022-06 | 2022-06 |
| Mary Grace Yuk Chi Yan 甄玉芝 | Rep 1, 4, 6 | 2013-09 | 2016-06 |
| Peter Lok Fun Yee 余恪訓 | Rep 1, 4 | 2013-08 | 2014-09 |
| Ka Fai Yeung 楊嘉輝 | Rep 1, 4 | 2013-07 | 2014-04 |
| Ka Kit Yim 嚴家傑 | Rep 9 | 2019-04 | Present |
| Sharon On Mei Yu 余安美 | Rep 1, 4, 6 | 2013-08 | 2022-06 |
| Wai Yat Yuen 阮維一 | Rep 1, 4, 6 | 2013-08 | 2017-02 |
| Dominic Wing Hung Yung 翁永鴻 | Rep 1, 4, 9 | 2013-07 | 2022-06 |
| Chen (SFC:AOV341) Zhang 張琛 | Rep 9 | 2024-05 | Present |
| Chunzhi Zhang 張春志 | Rep 9 | 2021-12 | Present |
| Ying (SFC:AXD382) Zhang 張穎 | Rep 9 | 2019-10 | 2025-05 |
Showing 1–95 of 95
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