Elsie Wai Ling Poon
潘惠玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elsie Wai Ling Poon (潘惠玲), a licensed former licensee with CE reference APL473. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-02 | 2017-01-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-02 | 2017-01-13 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-07 | 2017-01-13 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-07 | 2017-01-13 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-02 | 2013-11-06 |