Kwok On Chu
朱國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Chu (朱國安), a licensed Representative with CE reference ADE054. Currently licensed at 1 firm(s): BOCHK Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-23 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-23 | present |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-12-23 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-06-18 | 2024-10-18 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-18 | 2024-10-18 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-06-18 | 2024-10-18 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-06-19 | 2024-05-31 |
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 4 — Advising on securities | 2023-04-24 | 2024-05-31 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-20 | 2023-04-24 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | 2023-03-20 | 2024-05-31 |
| Fortune Max International Asset Management Limited 佳鑫國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-07-21 | 2023-03-10 |
| Fortune Max International Asset Management Limited 佳鑫國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-21 | 2023-03-10 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-02 | 2017-09-25 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-17 | 2017-09-25 |
| KGI Asset Management Limited 凱基資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-07-21 | 2016-11-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-12 | 2016-11-24 |