Cathay Securities (Hong Kong) Limited
國泰證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathay Securities (Hong Kong) Limited (國泰證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference APO491. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 11 (total recorded over time: 83). Earliest licence on file: 2007-11-27.
Registered address
Room 1001 10/F, China Building, 29 Queen's Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2007-11-27 | present |
| Type 4 — Advising on securities | 2007-11-27 | present |
Licensed staff (all-time) (83)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ka Leung Chan 陳嘉亮 | RO 1 Rep 4 | 2016-08 | 2017-10 |
| Hsun Fang Chang 張薰方 | RO 1, 4 | 2009-02 | 2015-08 |
| Hung-Tai Chao 趙宏泰 | RO 4 | 2007-11 | 2008-02 |
| Chi-Wu Chen 陳計伍 | RO 1, 4 Rep 1, 4 | 2015-10 | Present |
| Ping-Yu Chen 陳品妤 | RO 1, 4 Rep 1, 4 | 2015-08 | 2016-10 |
| I-Teng Cheng 鄭義騰 | RO 1, 4 | 2007-11 | 2015-06 |
| Han-Bin Guu 古漢斌 | RO 4 | 2008-04 | 2008-10 |
| Kevin Kai Wing Lam 林繼榮 | RO 1, 4 Rep 1, 4 | 2018-07 | Present |
| Mei King Maggie Leung 梁美琼 | RO 1, 4 Rep 1, 4 | 2018-02 | 2018-07 |
| Cho Kwong Li 李早光 | RO 1, 4 | 2007-11 | 2016-01 |
| Chien Chih Lin 林健治 | RO 1, 4 | 2016-10 | 2018-02 |
| Yuan-Chung Lu 陸源忠 | RO 1, 4 | 2017-03 | 2019-03 |
| Ka Fan Mok 莫嘉勳 | RO 1, 4 Rep 1, 4 | 2015-11 | 2016-11 |
| Shuenn-Yuh Yang 楊順裕 | RO 1, 4 | 2019-05 | 2025-07 |
| Wei-Kuo Yeh 葉為國 | RO 1, 4 | 2015-06 | 2015-09 |
| Lai Ming (SFC:AOD290) Chan 陳麗明 | Rep 1 | 2018-08 | 2018-11 |
| Tsz Kin (SFC:BRX519) Chan 陳子鍵 | Rep 1, 4 | 2021-12 | 2023-04 |
| Wing Man (SFC:BVN859) Chan 陳泳文 | Rep 1, 4 | 2024-11 | 2026-01 |
| Cheng Yu Chang 張承祐 | Rep 1, 4 | 2019-07 | Present |
| Yung-Ho Chang 張永和 | Rep 1, 4 | 2009-01 | 2010-05 |
| Celine Chen 陳品聿 | Rep 1, 4 | 2022-12 | 2023-06 |
| Chiung Wen Chen 陳瓊雯 | Rep 1, 4 | 2017-12 | 2019-10 |
| Hung-Yin Chen 陳閎縯 | Rep 1, 4 | 2009-02 | 2011-03 |
| Tsz Pan Cheung 張梓斌 | Rep 1, 4 | 2017-09 | 2018-08 |
| Lin Ling Chiu 邱琳玲 | Rep 1, 4 | 2011-06 | 2013-07 |
| Sai Lun Chiu 招世麟 | Rep 1 | 2013-11 | 2015-09 |
| Shing Yan Choi 蔡承恩 | Rep 1 | 2010-02 | 2014-02 |
| Wing Hong Chong 張穎康 | Rep 1, 4 | 2024-11 | Present |
| Kwok On Chu 朱國安 | Rep 1, 4 | 2017-05 | 2017-09 |
| Ching Fong 方靜 | Rep 1 | 2008-07 | 2010-03 |
| Chung-Yeng Ho 何宗穎 | Rep 1, 4 | 2015-10 | 2016-02 |
| Man Ho (SFC:BUP013) Ho 何文浩 | Rep 1, 4 | 2024-02 | Present |
| Yu Yu Hsu 許玉諭 | Rep 1, 4 | 2017-08 | 2019-07 |
| Chia-Yu (SFC:ASE261) Huang 黃嘉瑜 | Rep 1, 4 | 2009-01 | 2009-08 |
| Mei-Hui Huang 黃美慧 | Rep 1, 4 | 2007-11 | 2013-01 |
| Siyang Huang 黃思楊 | Rep 1, 4 | 2021-01 | 2023-08 |
| Tian (SFC:BVS119) Huang 黃天 | Rep 1, 4 | 2024-12 | 2025-12 |
| Yao (SFC:APV101) Huang 黃堯 | Rep 1 | 2009-03 | 2009-10 |
| Yi Jin 金翼 | Rep 1, 4 | 2023-05 | 2023-09 |
| Hwei Kuok Kung 龔惠国 | Rep 1, 4 | 2016-10 | Present |
| Pak Him Kwan 關柏謙 | Rep 1 | 2018-10 | Present |
| Wai Kin (SFC:AQD594) Lam 林偉健 | Rep 1 | 2009-09 | 2009-09 |
| Yuen Ho Lam 林元浩 | Rep 1, 4 | 2020-11 | 2023-05 |
| Yin Lin Lee 李盈菱 | Rep 1 | 2012-02 | 2012-03 |
| Gengshuo Li 李耕碩 | Rep 1, 4 | 2023-03 | Present |
| Junjie Li 李俊杰 | Rep 1 | 2024-04 | 2025-11 |
| Man Kit (SFC:ATH561) Li 李文傑 | Rep 1, 4 | 2014-04 | 2019-01 |
| Ying-Yi Li 李盈儀 | Rep 1, 4 | 2009-01 | 2011-07 |
| Yuan Hong Li 李沅鴻 | Rep 1, 4 | 2023-05 | Present |
| Hsiang Pu Lien 連祥甫 | Rep 1, 4 | 2019-09 | 2020-12 |
| Wei-Teng Lin 林維騰 | Rep 1, 4 | 2007-11 | 2013-08 |
| Chia-Yu (SFC:BLR684) Liu 劉家佑 | Rep 4 | 2018-01 | 2021-08 |
| Ka Kuen Lo 勞家權 | Rep 1, 4 | 2015-10 | 2017-07 |
| Junlong Lou | Rep 1 | 2012-06 | 2013-10 |
| Lok Sze Lui 雷樂詩 | Rep 4 | 2011-10 | 2011-11 |
| Sun Toi Luk 陸新台 | Rep 1 | 2011-10 | 2015-08 |
| Xiaoli Ma 馬曉力 | Rep 1, 4 | 2025-03 | 2025-12 |
| Shun-Tang Miao 苗舜堂 | Rep 1, 4 | 2009-01 | 2015-09 |
| Lee Sa Or 柯莉莎 | Rep 1 | 2009-09 | 2010-02 |
| Liangfeng Shu 舒良峰 | Rep 1, 4 | 2021-02 | Present |
| Kit Shum 沈杰 | Rep 1, 4 | 2016-12 | 2017-08 |
| Shu I Sun 孫樹怡 | Rep 1, 4 | 2017-02 | 2019-10 |
| Yu-Huei Sun 孫毓徽 | Rep 1, 4 | 2020-02 | 2021-08 |
| Yun Ju Ta 達韻如 | Rep 1, 4 | 2018-04 | 2020-10 |
| Choi Kam Tsui 徐彩琴 | Rep 1, 4 | 2023-12 | 2024-03 |
| Ka Chun Tsui 徐家駿 | Rep 1, 4 | 2024-06 | 2025-02 |
| Jingwei Wang 王經緯 | Rep 1, 4 | 2021-01 | 2022-02 |
| Wankai Wang 王万鎧 | Rep 1, 4 | 2012-07 | 2017-06 |
| Yumeng (SFC:BNM125) Wang 王雨萌 | Rep 1 | 2019-10 | 2021-07 |
| Hei Lim Wong 黃希廉 | Rep 1, 4 | 2023-09 | 2024-04 |
| Lorraine Lok Yan Wong 黃樂恩 | Rep 1 | 2016-06 | 2018-12 |
| Ching Hon Wu 胡正翰 | Rep 1, 4 | 2012-04 | 2015-08 |
| Tsui-Ping Wu 吳翠萍 | Rep 1 | 2009-08 | 2013-07 |
| Tao Xing 邢韜 | Rep 4 | 2012-07 | 2013-05 |
| Yiwei Xu 徐懿薇 | Rep 1, 4 | 2024-02 | 2025-11 |
| Bohan Yang 楊博函 | Rep 1, 4 | 2024-07 | 2024-09 |
| Huai Yu Yang 楊懷昱 | Rep 1, 4 | 2024-05 | Present |
| Qincheng Yang 楊欽程 | Rep 1, 4 | 2020-12 | 2022-02 |
| Shuo Yan Yang 楊碩彥 | Rep 1, 4 | 2021-07 | 2021-08 |
| Chun-Liang Yeh 葉峻良 | Rep 1, 4 | 2009-01 | 2013-07 |
| Yang (SFC:BNP298) Zhang 張洋 | Rep 4 | 2018-11 | 2021-10 |
| Wen Zhao 趙文 | Rep 1, 4 | 2021-07 | 2021-12 |
| Qian Zou 鄒倩 | Rep 1, 4 | 2017-05 | 2017-09 |
Showing 1–83 of 83
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