Chi-Wu Chen
陳計伍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi-Wu Chen (陳計伍), a licensed Responsible Officer with CE reference BGH475. Currently licensed at 1 firm(s): Cathay Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-31 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-10-31 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2017-10-31 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-12 | 2017-10-31 |