Yuan-Chung Lu
陸源忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan-Chung Lu (陸源忠), a licensed former licensee with CE reference BIY024. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-29 | 2019-03-08 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2017-03-29 | 2019-03-08 |