Kevin Kai Wing Lam
林繼榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Kai Wing Lam (林繼榮), a licensed Responsible Officer with CE reference ABM100. Currently licensed at 1 firm(s): Cathay Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-03-06 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-15 | present |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-31 | 2019-03-06 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-26 | 2018-10-15 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-21 | 2018-07-15 |
| SBI E2-Capital Securities Limited 軟庫金匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-02-21 | 2018-07-15 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-09-22 | 2017-01-31 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2016-03-11 | 2017-01-31 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-07 | 2016-03-11 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-17 | 2015-11-13 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-17 | 2015-11-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2011-10-29 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-13 | 2011-10-29 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-22 | 2011-05-03 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-22 | 2011-05-03 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-12 | 2008-10-20 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-10-20 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-18 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-18 |