Haitong International Securities Company Limited
海通國際證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haitong International Securities Company Limited (海通國際證券有限公司), a Hong Kong-based licensed corporation with CE reference AAF806. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 293 (total recorded over time: 2061). Earliest licence on file: 2003-09-30.
Registered address
28/F, One International Finance Centre, No.1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 3 — Leveraged foreign exchange trading | 2003-09-30 | 2020-02-24 |
| Type 6 — Advising on corporate finance | present | 2003-09-29 |
| Type 7 — Providing automated trading services | present | 2003-09-29 |
| Type 9 — Asset management | present | 2003-09-29 |
Licensed staff (all-time) (2061)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Chun Cheong Chan 陳振昌 | RO 1 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2024-01 |
| Daniel Yat Nam Chan 陳日嵐 | RO 1, 3 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2022-05 |
| Kar Lok Chan 陳家樂 | RO 1 Rep 4 | 2010-05 | 2012-06 |
| Yan Wing Chang 張潤榮 | RO 1 Rep 1 | 2011-11 | 2012-05 |
| Margaret Kam Wen Chang Chow 張周錦雲 | RO 1, 4, 6, 7, 9 Rep 1 | Pre-2003 | 2009-08 |
| Haofei Chen 陳昊飛 | RO 1, 4 Rep 1 | 2021-02 | 2025-04 |
| Jing (SFC:BOW955) Chen 陳靜 | RO 1, 4 Rep 1, 4 | 2019-10 | 2021-02 |
| Xuan (SFC:ARG777) Chen 陳煊 | RO 1, 4 Rep 1, 4 | 2012-04 | 2021-11 |
| Yi (SFC:ANM687) Chen 陳藝 | RO 1 Rep 1, 4 | 2016-04 | Present |
| Hoi Shan Cheung 張海珊 | RO 1 Rep 1, 4 | 2005-04 | 2015-03 |
| Kwok Wai Cheung 張國威 | RO 1, 7 | Pre-2003 | 2012-11 |
| See Ling Cheung 張思玲 | RO 1, 4 Rep 1, 4 | 2023-08 | Present |
| Allan Shek Lun Chiang 蔣錫麟 | RO 3 Rep 1 | 2003-09 | 2009-10 |
| Kenny Chong 莊嘉麟 | RO 1 Rep 1, 4 | 2016-01 | 2021-08 |
| Huili Chu 儲慧莉 | RO 1, 4 Rep 1, 4 | 2012-05 | 2025-12 |
| Xi (SFC:ARD381) Deng 鄧晞 | RO 1 Rep 1 | 2014-08 | 2017-06 |
| Jinsong (SFC:AQU252) Du 杜勁松 | RO 1, 4 Rep 1, 4 | 2015-03 | 2021-02 |
| Liang Fan 樊亮 | RO 1, 4 Rep 1, 4 | 2022-11 | Present |
| Lisa Katherine Fox | RO 1 Rep 1 | 2015-04 | 2019-04 |
| Andrew David Nuno D.S. Freyre-Sanders | RO 1 Rep 1 | 2017-05 | 2019-12 |
| Kenneth Shiu Pong Ho 何兆邦 | RO 1, 4 Rep 1, 4 | 2012-06 | Present |
| Ming Lap Ho 何名立 | RO 1 Rep 1, 4 | 2007-10 | 2025-04 |
| Wai Hung Ho 何偉雄 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2012-05 |
| Zheng Huang 黃峥 | RO 1 Rep 1, 4 | 2013-06 | Present |
| Wilson Yee Hui 許儀 | RO 1, 3, 4, 6, 7, 9 | Pre-2003 | 2017-05 |
| Qingyu Ji 紀青瑀 | RO 1, 4 Rep 1, 4 | 2021-01 | 2024-06 |
| Wen Jiang 江文 | RO 1, 4 Rep 1, 4 | 2020-11 | Present |
| Yingzi Jin 金英子 | RO 1, 4 Rep 1, 4 | 2022-03 | Present |
| Thomas Kar Wai Kong 江家衛 | RO 1 Rep 1, 4 | 2013-10 | 2023-06 |
| Weipeng Kong 孔維鵬 | RO 1, 4 Rep 1, 4 | 2013-06 | 2021-02 |
| Wai Man Kwan 關惠文 | RO 1, 4 Rep 3 | 2010-05 | 2016-02 |
| Kwan Kit Kwok 郭昆傑 | RO 1 Rep 1, 4 | 2016-01 | 2020-06 |
| Ming Tak Lai 黎明德 | RO 3 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2021-03 |
| Chester Cheuk Lam Lau 劉卓林 | RO 1 Rep 1, 3 | 2009-02 | Present |
| Muk Hoi Lau 柳木海 | RO 1, 4 Rep 1, 4 | 2024-09 | Present |
| Ivan Chung Ming Law 羅頌明 | RO 3 Rep 1, 3 | 2006-09 | 2013-08 |
| Yiu Wing Lee 李耀榮 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2012-12 |
| Shuo Li 李碩 | RO 1 Rep 1, 4 | 2014-03 | 2021-04 |
| Eric Yam Pui Lo 盧任培 | RO 1, 3, 4 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2018-03 |
| Wai Ho Lo 盧偉浩 | RO 1, 4 Rep 1, 4 | 2018-02 | 2021-08 |
| Tianbao Luo 羅天宝 | RO 1, 4 Rep 1, 4 | 2020-08 | 2023-05 |
| Feng Mao 毛峰 | RO 1, 4 Rep 1, 4 | 2024-01 | Present |
| Jia Ming 明佳 | RO 1, 4 Rep 1, 4 | 2019-03 | 2020-06 |
| Ka Chung Ng 吳家聰 | RO 4 Rep 1, 4 | 2020-09 | Present |
| Man Wing Ngan 顏敏穎 | RO 1 Rep 1, 3 | 2005-07 | 2021-07 |
| Tit Shan Pun 潘鐵珊 | RO 1, 4 Rep 1, 4 | 2008-01 | 2015-09 |
| Lye King Royston Quek 郭來欽 | RO 1 Rep 1, 4 | 2018-09 | Present |
| Allan Shaw 蕭海洋 | RO 3 Rep 1, 3 | 2004-04 | 2013-07 |
| Ping Shi 石平 | RO 1, 4 Rep 1 | 2013-06 | Present |
| Wenchao Shi 史文超 | RO 1 Rep 1 | 2017-03 | Present |
| Andrew Michael Sullivan | RO 1, 4 Rep 1, 4 | 2015-01 | 2017-05 |
| Tong (SFC:AVR717) Sun 孫彤 | RO 1, 4 | 2010-09 | 2022-07 |
| Chong Hoi Sze 施滄海 | RO 3 Rep 3 | 2007-04 | 2013-08 |
| David Ye Hin Tan 陳毅衡 | RO 1, 4 Rep 1, 4 | 2014-03 | Present |
| Yat Quan Tan 陳溢軍 | RO 1, 4 Rep 1, 4 | 2021-08 | Present |
| Nick Chi Yuen Tang 鄧智遠 | RO 1 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2014-02 |
| Ping Sum Tang 鄧炳森 | RO 3 Rep 1, 3 | 2007-03 | 2008-10 |
| Ronnie Chee Keong Teoh 張志強 | RO 1, 4 Rep 1, 4 | 2014-10 | 2017-07 |
| Roger Ruu Shyang Teow 趙汝翔 | RO 1, 4 Rep 1, 4 | 2021-12 | 2023-06 |
| Andrew Koon Hung To 杜冠雄 | RO 1, 4, 6, 7, 9 Rep 1, 3 | Pre-2003 | 2011-03 |
| Kim Po Tsang 曾劍波 | RO 1 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2021-12 |
| Michelle Yee Har Tsang 曾綺霞 | RO 1 Rep 1 | 2016-06 | 2021-08 |
| Daniel Chi Kin Tse 謝志堅 | RO 1 Rep 1, 4 | 2015-06 | 2020-05 |
| Suk Yan Tsui 徐淑茵 | RO 1, 4 Rep 1, 4 | 2025-09 | Present |
| Yick Ki Tsui 徐奕基 | RO 1 Rep 1 | 2005-02 | 2011-06 |
| Nan (SFC:ANS070) Wang 王楠 | RO 1 Rep 1, 4 | 2020-03 | 2025-08 |
| Zhi Wang 王之 | RO 1, 4 Rep 1, 4 | 2020-03 | 2022-06 |
| Vernon Russell Willis | RO 1 Rep 1 | 2017-06 | 2020-09 |
| Chung Mun Wong 黃仲文 | RO 3 Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-12 |
| Kai Kok Wong 黃開豁 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2005-07 |
| Peter Shiu Hoi Wong 黃紹開 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2011-04 |
| Wai Kuen Wong 王偉權 | RO 1 Rep 1 | 2008-04 | 2017-01 |
| Yiu Keung (SFC:ABQ735) Wong 黃耀強 | RO 3 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | 2022-07 |
| Kwok Leung Wu 胡國良 | RO 1 | 2009-02 | 2014-05 |
| Michael Hing Tong Wu 胡慶堂 | RO 3 Rep 3 | 2008-07 | 2012-12 |
| Suping Yan 閻素萍 | RO 1 Rep 1 | 2010-10 | 2015-04 |
| Wai Kei Yeung 楊偉基 | RO 1, 3 Rep 1, 3, 4, 6, 7, 9 | Pre-2003 | Present |
| Ka Lung Yip 葉家龍 | RO 1, 4 | 2010-05 | 2010-08 |
| Bernard Ka Ho Yu 余家豪 | RO 1 Rep 1, 4 | 2013-12 | 2021-04 |
| Helen Zee 徐閔 | RO 1 Rep 4 | 2013-05 | 2019-08 |
| Yibin Zhang 章宜斌 | RO 1, 4 | 2018-03 | 2019-11 |
| Yiqing Zhang 张亦青 | RO 1, 4 Rep 1, 4 | 2024-09 | Present |
| Cui Zhao 趙璀 | RO 1 Rep 1, 4 | 2015-04 | 2024-08 |
| Yang Zhao 趙陽 | RO 1 Rep 1 | 2017-09 | 2020-09 |
| Zhiqiang Zheng | RO 1 Rep 1 | 2010-04 | 2021-04 |
| Mateen Ahmad | Rep 1 | 2019-09 | 2020-10 |
| Zhi An 安之 | Rep 1, 4 | 2011-10 | 2019-02 |
| Richard Ian Appleby | Rep 1 | 2017-05 | 2017-09 |
| Cheuk Kwan Au 區卓筠 | Rep 1 | 2010-06 | 2014-08 |
| Ka Cheong Michael Au 區家昌 | Rep 1 | 2025-08 | Present |
| Ka Ho (SFC:AOS026) Au 區嘉豪 | Rep 3 | 2007-03 | 2007-04 |
| Kai Yuen Au 區啟源 | Rep 1 | 2015-05 | 2017-09 |
| Sen Ming Samuel Au 歐宸銘 | Rep 1, 4 | 2018-04 | 2020-04 |
| Tat Sang Au 區達生 | Rep 1, 3 | 2010-04 | 2011-10 |
| Tsz Chung Au 區子聰 | Rep 1, 3 | 2011-01 | 2018-12 |
| Deborah Ka Yee Au Yeung 歐陽嘉儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2021-03 |
| Tat Wing Au Yeung 歐陽達榮 | Rep 3 | 2009-01 | 2009-07 |
| Wing Man Au Yeung 歐陽穎文 | Rep 1, 3 | 2009-07 | 2011-03 |
| Pak Leung Au-Yeung 歐陽栢樑 | Rep 1 | 2011-03 | 2011-06 |
| Huizi Bai 白惠子 | Rep 1 | 2019-06 | 2023-07 |
Showing 1–100 of 2061
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