Kwok Wai Cheung
張國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Cheung (張國威), a licensed former licensee with CE reference ADX694. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-07 | 2016-05-05 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-16 | 2010-01-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-02-02 | 2012-11-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2004-02-02 | 2012-11-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-02 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-14 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-11-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-08-14 |