Haitong International Investment Managers Limited
海通國際投資經理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haitong International Investment Managers Limited (海通國際投資經理有限公司), a Hong Kong-based licensed corporation with CE reference AAI429. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 22 (total recorded over time: 261). Earliest licence on file: 2005-11-15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
28/F, One International Finance Centre, No.1 Harbour View Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | 2005-11-15 | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2004-07-07 |
| Type 5 — Advising on futures contracts | present | 2004-07-07 |
| Type 6 — Advising on corporate finance | present | 2004-07-07 |
Licensed staff (all-time) (261)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ching Wan Chan 陳青雲 | RO 1, 4, 9 | 2007-11 | 2008-05 |
| Ivan Tak Shing Chan 陳得誠 | RO 1, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2009-02 |
| Kwok Keung (SFC:ANQ431) Chan 陳國強 | RO 1, 4, 9 | 2007-02 | 2007-03 |
| Xuan (SFC:ARG777) Chen 陳煊 | RO 1, 4, 9 Rep 4, 9 | 2010-07 | 2018-07 |
| Kwok Wai Cheung 張國威 | RO 1 | 2007-03 | 2010-01 |
| Patrick Chong Yao Choo 朱仲堯 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2005-12 |
| Nan Fang 方南 | RO 4, 9 Rep 4, 9 | 2013-04 | 2016-10 |
| Hao (SFC:AXK462) Jiang 姜昊 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-07 | 2025-12 |
| Weipeng Kong 孔維鵬 | RO 4, 9 Rep 4, 9 | 2010-08 | 2013-12 |
| Vincent Wing Tat Koo 古頴達 | RO 1, 4, 5, 6, 9 | Pre-2003 | 2005-07 |
| Andrea Ka Yan Lai 黎嘉欣 | RO 1 Rep 1, 9 | 2005-05 | 2011-10 |
| William Ka Chung Lam 林家璁 | RO 9 | 2003-10 | 2006-04 |
| Yiu Wai Lau 劉耀威 | RO 1, 4, 9 | 2007-03 | 2012-03 |
| Rebecca Yuk Fung Lau Wong 劉黃玉鳳 | RO 1, 4, 9 | 2003-07 | 2007-03 |
| Nancy Shuk Ying Lee 李淑英 | RO 4, 9 Rep 4, 9 | 2007-03 | 2009-01 |
| Winnie Lee Chak 李翟永瑩 | RO 1, 4, 9 Rep 1, 9 | 2005-06 | 2007-03 |
| Arthur Hoi Yuen Leung 梁開源 | RO 1 | 2006-09 | 2007-03 |
| Chi Chung Leung 梁志忠 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-09 | 2011-09 |
| Kevin Kwok Hoe Leung 梁國豪 | RO 4, 6, 9 Rep 4, 9 | Pre-2003 | 2003-08 |
| Daniel Pak Wang Li 李柏宏 | RO 4, 9 | 2010-05 | 2010-10 |
| Anthony Hsiao Tung Mei 梅曉東 | RO 1, 4, 9 Rep 9 | 2005-07 | 2007-03 |
| Samson Rattiwat 范頌才 | RO 1, 4, 9 | 2007-03 | 2007-11 |
| Tung Ning Sen 神東寧 | RO 4, 9 Rep 1, 4, 9 | 2007-12 | 2009-11 |
| Ziyuan Shi 史梓渊 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-08 | 2025-05 |
| Tong (SFC:AVR717) Sun 孫彤 | RO 1, 4, 9 | 2022-06 | 2025-09 |
| Chi Hong Tang 鄧志康 | RO 1 | 2005-08 | 2006-09 |
| Mo Tang 唐茉 | RO 1, 4, 9 Rep 1, 4, 9 | 2013-05 | Present |
| Shengzu Wang 王胜祖 | RO 1, 4, 9 | 2022-01 | Present |
| Yuen Yee Wat 屈婉宜 | RO 1, 4, 9 Rep 1, 4, 9 | 2005-10 | 2007-03 |
| Hidetoshi Watanabe 渡部英俊 | RO 1 Rep 1, 4 | 2008-09 | 2012-08 |
| Yi (SFC:BDN986) Xie 謝怡 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-08 | 2021-08 |
| Zhengyang Xie 解正阳 | RO 1, 4, 9 Rep 4, 9 | 2011-08 | 2013-06 |
| Danny Kai Chi Yan 甄啟智 | RO 4, 9 Rep 4, 9 | 2008-08 | 2011-10 |
| Suping Yan 閻素萍 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-02 | 2022-06 |
| Jianxin Yang 楊建新 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | 2022-09 |
| Ledong Yang 楊樂東 | RO 1, 9 Rep 1, 4, 9 | 2015-06 | 2021-04 |
| Richard Yingneng Yin 尹應能 | RO 4, 6, 9 | Pre-2003 | 2003-06 |
| Yibin Zhang 章宜斌 | RO 1, 4, 9 | 2011-03 | 2015-07 |
| Yang Zhao 趙陽 | RO 1, 4 Rep 1, 4, 9 | 2012-08 | 2017-08 |
| Keqiang An 安克強 | Rep 1, 4 | 2010-05 | 2011-04 |
| Zhi An 安之 | Rep 1, 4, 9 | 2013-03 | 2013-08 |
| Yu Him Au 區宇謙 | Rep 1, 4, 9 | 2017-10 | 2022-05 |
| Weiguang Bai 白緯光 | Rep 4, 9 | 2011-10 | 2012-10 |
| Shijie Bao 鮑世洁 | Rep 1, 4, 9 | 2021-05 | 2022-02 |
| Jing Cao 曹婧 | Rep 1, 4, 9 | 2025-08 | Present |
| Alexander Hing Sang Chan 陳慶生 | Rep 1, 9 | 2009-08 | 2010-02 |
| Chak Sum Chan 陳澤森 | Rep 1 | 2009-08 | 2010-02 |
| Ching Kwan (SFC:ACJ599) Chan 陳靜君 | Rep 1 | 2004-11 | 2005-01 |
| Chun Keung Chan 陳駿強 | Rep 1, 9 | 2004-12 | 2006-01 |
| Edmund Siu Kei Chan 陳兆璣 | Rep 1 | 2007-03 | 2007-11 |
| Hiu Ka Chan 陳曉嘉 | Rep 1 | 2017-09 | 2021-09 |
| Hon Hoi Chan 陳瀚凱 | Rep 1, 4, 9 | 2018-08 | 2019-02 |
| Ka Ming (SFC:AHM935) Chan 陳嘉鳴 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-09 |
| Kanise Choi Wah Chan 陳再華 | Rep 1, 4, 9 | 2010-06 | 2010-11 |
| Ricky Kai Ming Chan 陳啟明 | Rep 9 | 2008-11 | 2011-10 |
| Siu Chung (SFC:AFB117) Chan 陳兆聰 | Rep 4, 6, 9 | Pre-2003 | 2003-12 |
| Suet Ying Chan 陳雪盈 | Rep 1, 4, 9 | 2021-11 | 2022-07 |
| Suk Man (SFC:AXL459) Chan 陳淑雯 | Rep 1, 4, 9 | 2011-08 | 2016-06 |
| Yeuk Man Chan 陳躍敏 | Rep 1, 4, 9 | 2022-12 | 2026-03 |
| Lai Fong Chau 仇麗芳 | Rep 1 | 2011-11 | 2015-04 |
| Yen-Fu Chen 陳彥甫 | Rep 1, 4, 9 | 2021-12 | 2022-09 |
| Yibiao Chen 陳宜飚 | Rep 1, 4, 9 | 2017-09 | 2018-10 |
| Yiran Chen 陳依然 | Rep 1, 4, 9 | 2017-07 | 2017-08 |
| Wanqing Cheng 程琬清 | Rep 1, 4, 9 | 2023-07 | 2024-03 |
| Yi Yan Cheng 鄭怡欣 | Rep 1, 4, 9 | 2024-08 | 2025-10 |
| Chin To Gary Cheung 張展途 | Rep 1, 4, 9 | 2018-07 | Present |
| Ka Mei Cheung 張家美 | Rep 1, 4, 9 | 2016-11 | 2017-06 |
| Man Lee (SFC:BBS703) Cheung 張曼莉 | Rep 1 | 2013-08 | 2018-05 |
| Yik Man Cheung 張益民 | Rep 1, 4, 9 | 2011-03 | 2011-06 |
| Hok Hon Chiu 趙學瀚 | Rep 4, 9 | 2014-09 | 2015-10 |
| Kin Man Choi 蔡健民 | Rep 1 | 2010-12 | 2011-04 |
| Lok Yee Jaime Choi 蔡樂怡 | Rep 1, 4, 9 | 2014-01 | 2017-02 |
| Wing Kam Choi 蔡詠琴 | Rep 4, 9 | 2009-06 | 2011-08 |
| Yun Chi Chong 莊潤芝 | Rep 1 | 2006-07 | 2006-09 |
| Chi Man Chow 鄒志文 | Rep 1, 4, 9 | 2019-06 | 2022-02 |
| Joseph Wing Yan Chow 周永忻 | Rep 9 | 2008-06 | 2012-03 |
| Ka Hang Chow 周嘉恆 | Rep 1, 4, 9 | 2023-10 | 2025-09 |
| Long Ning Chow 鄒朗寧 | Rep 1, 4, 9 | 2018-01 | 2018-05 |
| Sze Wan Chow 周詩韻 | Rep 1, 4, 9 | 2017-10 | 2017-12 |
| Barry Kwok Leung Chu 朱國良 | Rep 9 | 2012-06 | 2014-12 |
| Frederick Ian Kit Chu | Rep 1, 4, 9 | 2021-03 | 2022-06 |
| Wai Lun Chu 朱偉倫 | Rep 1, 4, 9 | 2016-05 | Present |
| Sau Yee Chun 秦壽頤 | Rep 1, 4, 9 | 2015-04 | 2015-09 |
| Chi Yat Chung 鍾智逸 | Rep 1 | 2011-11 | 2013-05 |
| Ho Yin Chung 鍾浩然 | Rep 1, 4, 9 | 2019-09 | 2022-02 |
| Lipeng Dai 戴力鵬 | Rep 1, 4, 9 | 2024-02 | 2025-04 |
| Zheyu Dai 戴哲瑜 | Rep 1, 4, 9 | 2023-01 | 2023-03 |
| Xinhe Deng 鄧馨荷 | Rep 1, 4, 9 | 2020-03 | 2020-10 |
| Yunyi Deng 鄧云逸 | Rep 1, 4, 9 | 2015-06 | 2017-03 |
| Liang Fan 樊亮 | Rep 1, 4, 9 | 2022-01 | 2022-11 |
| Shuyu Fang 方書予 | Rep 1, 4, 9 | 2018-11 | 2022-03 |
| Kwan Yu Fok 霍君儒 | Rep 1, 4, 9 | 2016-12 | 2018-04 |
| Man Kei Fong 方雯姬 | Rep 1 | 2013-07 | 2015-06 |
| Po Fong 方寶 | Rep 1, 4, 9 | 2020-09 | 2022-02 |
| Po Wun Fung 馮寶媛 | Rep 1, 4, 9 | 2019-02 | 2019-03 |
| Xueting Ge 葛雪婷 | Rep 1, 4, 9 | 2024-11 | Present |
| Can Gu 谷璨 | Rep 1, 4, 9 | 2014-10 | 2018-07 |
| Shuang Guo 郭瀧 | Rep 1, 4, 9 | 2017-09 | 2018-03 |
| Feng He 何峰 | Rep 1, 4, 9 | 2016-04 | 2017-05 |
| Jing (SFC:AMX138) He 何婧 | Rep 9 | 2007-09 | 2008-08 |
Showing 1–100 of 261
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