Chi Yat Chung
鍾智逸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yat Chung (鍾智逸), a licensed Responsible Officer with CE reference AOW946. Currently licensed at 1 firm(s): Halcyon Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-02 | present |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-09-12 | present |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-27 | present |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-07 | 2013-05-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-07-19 | 2013-05-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-18 | 2013-05-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-18 | 2013-05-22 |