Rebecca Yuk Fung Lau Wong
劉黃玉鳳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rebecca Yuk Fung Lau Wong (劉黃玉鳳), a licensed former licensee with CE reference AHI371. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-06-07 | 2006-12-01 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 6 — Advising on corporate finance | 2006-06-07 | 2006-12-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | 2006-06-07 | 2006-12-01 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 9 — Asset management | 2006-06-07 | 2006-12-01 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 4 — Advising on securities | 2005-11-15 | 2007-03-31 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-18 | 2005-09-22 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 6 — Advising on corporate finance | 2005-05-18 | 2005-07-22 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | 2005-05-18 | 2005-09-22 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 9 — Asset management | 2005-05-18 | 2005-07-22 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-03 | 2007-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-05-31 | 2006-12-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2003-07-09 | 2006-12-01 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2003-07-09 | 2005-11-30 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | 2003-07-09 | 2006-12-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2003-07-09 | 2004-07-23 |
| Kingsway-HIA Investment Products Limited |
RO | Type 4 — Advising on securities | 2003-07-09 | 2003-12-10 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-09 | 2006-12-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-09 | 2006-12-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-07-09 | 2004-10-14 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 9 — Asset management | 2003-07-09 | 2007-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 — Asset management | 2003-07-09 | 2006-12-01 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | 2003-07-09 | 2004-10-14 |
| Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 |
RO | Type 9 — Asset management | 2003-07-09 | 2004-02-13 |
| Kingsway SW Fund Management Limited 滙富基金管理有限公司 |
RO | Type 9 — Asset management | 2003-07-09 | 2003-09-25 |