Sinochem Kingsway Asset Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sinochem Kingsway Asset Management Limited ( ), a Hong Kong-based licensed corporation with CE reference ACU446. Current licensed staff on file: 0 (total recorded over time: 13).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2004-12-02 |
| Type 6 — Advising on corporate finance | present | 2010-01-18 |
| Type 9 — Asset management | present | 2010-01-18 |
Licensed staff (all-time) (13)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tak Ming Chung 鍾德明 | RO 6, 9 | Pre-2003 | 2005-05 |
| William Ka Chung Lam 林家璁 | RO 6, 9 | 2005-06 | 2006-04 |
| Rebecca Yuk Fung Lau Wong 劉黃玉鳳 | RO 6, 9 | 2005-05 | 2006-12 |
| Yonglang Lei 雷永朗 | RO 6, 9 | Pre-2003 | 2009-11 |
| Patrick Sun 辛定華 | RO 6, 9 | 2005-08 | 2006-06 |
| Ronald Kwok Chien To 杜國鍵 | RO 6, 9 | 2006-06 | 2007-01 |
| John Chuen Wah Tran 陳傳華 | RO 9 | 2007-06 | 2009-09 |
| Ming Kwan Wan 溫明坤 | RO 6, 9 Rep 4, 6, 9 | Pre-2003 | 2006-02 |
| Edmund Wong 黃毅文 | RO 9 Rep 6, 9 | 2006-12 | 2009-11 |
| William Wai Leung Wu 胡偉亮 | RO 6 | 2006-12 | 2009-11 |
| Chun Fai Cheung 張振輝 | Rep 9 | 2009-05 | 2009-11 |
| Jing (SFC:ANL907) Li 李京 | Rep 6, 9 | 2006-11 | 2009-11 |
| Zhi (SFC:AIB283) Yu 于志 | Rep 4, 6, 9 | Pre-2003 | 2005-04 |
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