William Wai Leung Wu
胡偉亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Leung Wu (胡偉亮), a licensed former licensee with CE reference AFB066. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-10-10 | 2026-05-01 |
| Opus Capital Management Limited 創富資本管理有限公司 |
RO | Type 9 — Asset management | 2025-10-10 | 2026-05-01 |
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-05-20 | 2024-03-06 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-18 | 2025-07-31 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-02 | 2019-05-20 |
| Atlantic Asset Management Limited 大西洋資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-02 | 2019-04-18 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-13 | 2019-01-02 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-13 | 2019-01-02 |
| Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 |
RO | Type 9 — Asset management | 2018-02-13 | 2019-01-02 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-20 | 2017-10-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-08 | 2017-10-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-05-08 | 2017-10-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-08 | 2017-10-19 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2014-07-24 | 2015-01-06 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-13 | 2017-10-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-05-13 | 2017-10-19 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2011-05-13 | 2017-10-19 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-05-13 | 2017-10-19 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-08-14 | 2011-03-31 |
| Sinochem Kingsway Asset Management Limited |
RO | Type 6 — Advising on corporate finance | 2006-12-27 | 2009-11-13 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | 2006-10-11 | 2011-03-31 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-10-11 | 2011-03-31 |
| Kingsway SBF Investment Management Company Limited |
RO | Type 9 — Asset management | 2005-05-04 | 2005-12-04 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | present | 2011-03-31 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2011-03-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-31 |