RHB Capital Hong Kong Limited
興業金融融資有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RHB Capital Hong Kong Limited (興業金融融資有限公司), a Hong Kong-based licensed corporation with CE reference AGC194. Current licensed staff on file: 0 (total recorded over time: 93).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2020-11-17 |
| Type 6 — Advising on corporate finance | present | 2020-11-17 |
Licensed staff (all-time) (93)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tung Yuen Chan 陳東遠 | RO 1, 6 Rep 6 | 2011-07 | 2014-05 |
| Wai Yu Chan 陳威宇 | RO 1, 6 Rep 1, 6 | 2016-04 | 2020-07 |
| Joseph Cho Yam Chang 張祖蔭 | RO 1 Rep 1, 6 | 2009-05 | 2013-07 |
| Wa Chau 鄒華 | RO 6 Rep 6 | 2015-01 | 2019-02 |
| Conrad Siu Kong Cheng 鄭小剛 | RO 1, 6 Rep 1, 6 | 2011-06 | 2014-12 |
| Tai Sheung Cheng 鄭大雙 | RO 1, 6 Rep 6 | 2014-07 | 2019-02 |
| Hung Fai Choi 蔡雄輝 | RO 6 Rep 1, 6 | 2016-09 | 2018-12 |
| Edmond Kwong Man Choy 蔡廣孟 | RO 1, 6 | 2015-01 | 2015-10 |
| Kelly Wai Yan Hui 許慧欣 | RO 6 Rep 1, 6 | 2015-01 | 2017-06 |
| Wilson Wai Shun Ko 高偉舜 | RO 1, 6 Rep 1, 6 | 2010-07 | 2012-11 |
| Alex Kin Chung Lau 劉健聰 | RO 6 Rep 1, 6 | 2018-04 | 2019-12 |
| Michael Cho Wing Lee 李祖榮 | RO 1, 6 Rep 1, 6 | 2018-03 | 2019-01 |
| Yuan Tat Lee 李元達 | RO 1, 6 | 2019-02 | 2020-11 |
| Wai Ming Loke 陸偉明 | RO 1, 6 | 2017-12 | 2019-02 |
| Jerry Yee Meng Low | RO 1 | 2019-04 | 2020-09 |
| John Martin Maguire | RO 1, 6 | Pre-2003 | 2011-06 |
| Cecilia Wai Ling Ng 吳慧玲 | RO 1, 6 | Pre-2003 | 2007-06 |
| Cecilia Yin Ming Tam 譚燕明 | RO 6 Rep 1, 6 | 2018-05 | 2020-01 |
| Kan Fat Tze 謝勤發 | RO 1, 6 Rep 1, 6 | Pre-2003 | 2011-11 |
| Ho Yan Wong 黃浩恩 | RO 6 Rep 1, 6 | 2018-09 | 2019-09 |
| Patrick Wong 王崇珀 | RO 1, 6 Rep 1, 6 | 2013-05 | 2016-04 |
| Steven Sheung Chi Wu 胡尚智 | RO 6 Rep 1, 6 | 2012-01 | 2017-10 |
| William Wai Leung Wu 胡偉亮 | RO 1, 6 | 2011-05 | 2017-10 |
| Charlotte Sau Fan Yen 任秀芬 | RO 1, 6 Rep 6 | 2008-05 | 2011-10 |
| Hui (SFC:AOX819) Zhang 張輝 | RO 1, 6 Rep 1, 6 | 2015-06 | 2016-07 |
| Wai Kin Au Yeung 歐陽偉健 | Rep 1, 6 | 2016-11 | 2017-09 |
| Lena Sui Lyn Ban | Rep 6 | 2010-08 | 2011-10 |
| Edmund Yik Man Chan 陳易文 | Rep 6 | 2010-01 | 2011-12 |
| Jeffery Ying Kin Chan 陳英健 | Rep 1, 6 | 2016-06 | 2017-02 |
| Lai Ngor Chan 陳麗娥 | Rep 6 | 2007-09 | 2008-05 |
| Michael Man Tung Chan 陳文棟 | Rep 1, 6 | 2010-01 | 2011-08 |
| Shu Chan 陳舒 | Rep 6 | Pre-2003 | 2004-05 |
| Wing Yan (SFC:AWT521) Chan 陳穎殷 | Rep 1, 6 | 2014-04 | 2015-01 |
| David Tai Wai Cheng 鄭大衛 | Rep 1, 6 | 2016-01 | 2016-03 |
| Kam San Cheung 張錦燊 | Rep 1, 6 | 2017-02 | 2017-11 |
| Maureen Cheung 蔣穎嫻 | Rep 1, 6 | 2017-01 | 2018-03 |
| Nga Li Cheung 張雅莉 | Rep 6 | 2010-03 | 2010-07 |
| Cindy Chow 周文祺 | Rep 6 | 2012-05 | 2013-04 |
| Fuk Wai Chow 周福慧 | Rep 6 | 2006-01 | 2011-06 |
| Ke Cui 崔軻 | Rep 1, 6 | 2015-10 | 2015-11 |
| Hiu Ming Fong 方曉明 | Rep 6 | 2009-12 | 2010-09 |
| Teresa Ching Man Ho 何靜文 | Rep 6 | 2004-04 | 2006-09 |
| Yuk Wing Ho 何煜榮 | Rep 1, 6 | 2016-07 | 2016-12 |
| Yuchun Hu 胡雨純 | Rep 6 | 2011-09 | 2011-11 |
| Ling Fai Hung 孔令輝 | Rep 6 | 2010-08 | 2011-10 |
| Tina Yuk Yin Hung 洪馥燕 | Rep 6 | Pre-2003 | 2003-07 |
| Ling (SFC:AOA917) Jiang 姜玲 | Rep 6 | 2007-07 | 2008-09 |
| Soo Lik Keoy | Rep 1, 6 | 2010-08 | 2010-09 |
| Emily Ho Kei Kwong 鄺可琪 | Rep 1, 6 | 2009-07 | 2009-07 |
| Shuk Ching Lai 賴淑青 | Rep 1, 6 | 2014-10 | 2015-01 |
| Suen Kit Lam 林宣傑 | Rep 6 | 2015-12 | 2016-08 |
| Wai Keung Lam 林偉強 | Rep 1, 6 | 2014-06 | 2015-10 |
| Kwok Ho Lau 劉國豪 | Rep 6 | 2004-04 | 2007-03 |
| Stephanie Ka Yue Lau 劉嘉瑜 | Rep 6 | 2015-01 | 2015-03 |
| Gary Chung Wai Law 羅仲煒 | Rep 1, 6 | 2018-11 | 2019-08 |
| King Yung Darrell Law 羅敬融 | Rep 1, 6 | 2017-08 | 2019-03 |
| Geoffrey Chak Fai Lee 李澤暉 | Rep 6 | 2013-06 | 2015-03 |
| Ho Yin (SFC:BDI687) Lee 李浩然 | Rep 1, 6 | 2015-12 | 2018-04 |
| Siu Ming Lee 李小明 | Rep 6 | 2003-08 | 2003-10 |
| Man Ching Leung 梁文靜 | Rep 1, 6 | 2013-02 | 2013-10 |
| Sheung Lam Li 李湘琳 | Rep 1, 6 | 2015-09 | 2015-12 |
| Danai Liu 劉大耐 | Rep 6 | 2014-01 | 2015-03 |
| Marshal Wai Chun Lok 駱瑋浚 | Rep 1, 6 | 2014-11 | 2015-04 |
| Chun Tak Lui 呂俊德 | Rep 6 | 2014-02 | 2015-10 |
| Wai Yip Luk 陸偉業 | Rep 6 | 2007-08 | 2011-03 |
| Xiaohong Mai 麥曉虹 | Rep 6 | 2012-01 | 2014-10 |
| Chi Kin (SFC:AFZ772) Mak 麥志堅 | Rep 6 | Pre-2003 | 2003-05 |
| Chun Man Mak 麥晉文 | Rep 1, 6 | 2018-08 | 2020-02 |
| Gary Kaki Mak 麥嘉麒 | Rep 6 | 2011-12 | 2014-04 |
| Yin Ping Mak 麥賢平 | Rep 6 | 2004-06 | 2011-09 |
| Wing Pong Man 文永邦 | Rep 1, 6 | 2011-06 | 2014-09 |
| Jennifer Audrey Wing Cheung Mok 莫詠璋 | Rep 1, 6 | 2015-01 | 2017-05 |
| Geoffrey Junxiong Ng 吳駿雄 | Rep 1, 6 | 2016-03 | 2016-05 |
| Kevin Kwan Ho Ng 吳昆浩 | Rep 6 | 2011-12 | 2012-10 |
| Vivian (SFC:AFV100) Ng 伍穎思 | Rep 6 | Pre-2003 | 2004-07 |
| Kevin Chi Heng So 蘇智恒 | Rep 6 | 2010-06 | 2010-09 |
| Jiaying Song 宋佳穎 | Rep 1, 6 | 2014-08 | 2016-11 |
| Howard Tam 譚禮賢 | Rep 1, 6 | 2017-02 | 2018-07 |
| King Kei Tam 譚景基 | Rep 6 | 2014-08 | 2014-08 |
| Ka Lo Tsang 曾嘉璐 | Rep 1, 6 | 2016-07 | 2016-11 |
| On Yee Tsang 曾安儀 | Rep 6 | 2010-09 | 2011-05 |
| Siu Wai Tse 謝肇慧 | Rep 1, 6 | 2015-07 | 2017-02 |
| Ho Lun Wong 黃皓麟 | Rep 1, 6 | 2018-09 | 2019-12 |
| June Hoi Ki Wong 王凱棋 | Rep 1, 6 | 2018-08 | 2019-12 |
| Nigel Ka Fook Wong 王家福 | Rep 1, 6 | 2015-07 | 2017-11 |
| Tsz Shing Wong 黃子盛 | Rep 6 | 2013-02 | 2013-11 |
| Yin Chi Wong 王彥慈 | Rep 6 | 2003-12 | 2006-12 |
| Yui Wah Wong 黃銳華 | Rep 6 | 2010-08 | 2011-06 |
| Binbin Wu 吴斌彬 | Rep 1, 6 | 2015-12 | 2017-01 |
| Chak Sun Yam 任澤新 | Rep 1, 6 | 2014-10 | 2016-05 |
| Henry Clement Hok Wai Yau 邱學煒 | Rep 1, 6 | 2011-07 | 2012-01 |
| Tung Shing Yau 邱東成 | Rep 1, 6 | 2018-04 | 2018-12 |
| Ming Loong Yeung 楊名龍 | Rep 1, 6 | 2017-10 | 2018-06 |
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