Wai Yip Luk
陸偉業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yip Luk (陸偉業), a licensed former licensee with CE reference APK359. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-08 | 2019-01-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-05-08 | 2019-01-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-18 | 2018-05-08 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-18 | 2018-05-08 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-19 | 2014-02-12 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-17 | 2014-02-12 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-27 | 2013-07-04 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-27 | 2013-07-04 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-29 | 2011-06-21 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-15 | 2011-03-24 |