David Tai Wai Cheng
鄭大衛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Tai Wai Cheng (鄭大衛), a licensed former licensee with CE reference ARO960. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-29 | 2021-09-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-29 | 2021-09-30 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-29 | 2021-09-30 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-15 | 2016-12-20 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-15 | 2016-12-20 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-07 | 2016-10-14 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-04-07 | 2016-10-14 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-27 | 2016-03-31 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-27 | 2016-03-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-08 | 2016-01-17 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-08 | 2016-01-17 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-24 | 2015-03-13 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-24 | 2015-03-13 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-07-02 | 2014-12-13 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-09-06 | 2013-01-17 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-16 | 2011-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-16 | 2011-09-01 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-16 | 2011-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-16 | 2011-06-30 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-09 | 2011-02-09 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-10-09 | 2011-02-09 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2008-10-09 | 2011-02-09 |