Central China International Capital Limited

中州國際融資有限公司
CE No. ABC734 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Central China International Capital Limited (中州國際融資有限公司), a Hong Kong-based licensed corporation with CE reference ABC734. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 6 — Advising on corporate finance. Current licensed staff on file: 5 (total recorded over time: 100).

Registered address

OFFICE 1304, 13TH FLOOR, TOWER ONE, ADMIRALTY CENTRE, NO.18 HARCOURT ROAD, ADMIRALTY

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 6 — Advising on corporate finance present present
Type 4 — Advising on securities present 2005-01-18
Type 9 — Asset management present 2005-01-18

Licensed staff (all-time) (100)
Active on date

Name Activities First licensed To
Yan Lun Au-Yeung 歐陽欣麟 RO 1, 6 Rep 1, 6 2004-11 2013-11
Wai Hung Chan 陳偉雄 RO 1, 6 Rep 1, 6 2022-08 Present
Billy Chung Wai Cheung 張仲威 RO 1, 6 2008-10 2022-11
Monica Yin Man Cheung 張彥文 RO 6 Rep 1, 6 2023-03 Present
Wai Kay Cheung 張偉奇 RO 6 2007-06 2008-02
Warren Yui Kai Cheung 張睿佳 RO 1, 4, 6, 9 Pre-2003 2003-04
Hin Fung Sherman Chiu 趙衍鋒 RO 1 Rep 1 2011-05 2012-04
Edmond Eng 伍少凡 RO 1, 4, 6 Pre-2003 2005-12
Robin Jonathan Gibbs Fox RO 1, 6 Rep 1, 6 2015-07 2016-05
Simon Roderick Harding RO 1, 6 2007-01 2022-09
Pak Kin Koo 古栢堅 RO 1, 6 Rep 1, 6 2007-02 2009-04
Hin Pong Lee 李顯邦 RO 1 Rep 1, 6 2023-07 2024-05
Yat Ming Lee 李日明 RO 1 Rep 1 2007-08 2009-04
Hon Ki Leung 梁漢旗 RO 6 Rep 6 2009-05 2009-07
Xiaoqiang Li 李小强 RO 1, 6 Rep 6 2017-05 2023-11
Swee Tin Lisa Lim 林瑞珍 RO 1 2004-07 2005-10
Marvin Wai Yuen Pang 彭偉源 RO 1 Rep 1, 6 2016-04 2018-01
Huali Sun 孫華琍 RO 6 Pre-2003 2007-12
Pacita Chin Pei Sze 史君白 RO 1, 6 Rep 1, 6 2005-04 2006-05
John Chuen Wah Tran 陳傳華 RO 6 Pre-2003 2003-09
Kin Wing Tsui 崔健榮 RO 1, 6 Rep 6 2009-08 2011-02
Ten Lap Wan 溫天納 RO 1, 6 Rep 1, 6 2004-09 2007-01
Christopher Wing Kee Wong 黃永基 RO 1, 6 Rep 1, 6 2004-05 2004-12
Elain Cheuk Ling Wong 黃卓靈 RO 1, 6 2023-02 Present
Sin Just Wong 黃森捷 RO 1, 6 Pre-2003 2007-09
Sunny Kwok Ting Yan 印國庭 RO 1, 6 Rep 6 2005-10 2006-12
Kin Kong Yip 葉建剛 RO 4, 6 Rep 4, 6, 9 Pre-2003 2005-06
Hin Lap Au-Young 歐陽顯立 Rep 6 2017-01 2017-11
Yuan (SFC:BRR324) Cao 曹元 Rep 6 2022-04 2023-05
Alvin Christopher Hung Kit Chan 陳鴻傑 Rep 6 2004-08 2005-08
Frank Clifford Shui Ting Chu Chan 陳瑞庭 Rep 6 2018-04 2022-09
Hi Kit Chan 陳喜杰 Rep 6 2007-04 2009-02
Lok Hei (SFC:BDF468) Chan 陳樂熙 Rep 6 2014-04 2015-07
Po Man Chan 陳寶文 Rep 6 2007-07 2009-02
Yan Yu Jessica Chan 陳欣餘 Rep 1, 6 2021-03 2022-01
Tianyang Chen 陳天揚 Rep 6 2017-10 2019-07
David Tai Wai Cheng 鄭大衛 Rep 1, 6 2011-09 2016-10
Mandy Cheung 張证睎 Rep 6 2016-01 2017-02
Pui Fan Chu 朱佩芬 Rep 6 2011-05 2011-07
Pak Ki Chung 鍾柏棋 Rep 6 2017-10 2017-10
Guangyi Fan Rep 1, 6 2024-04 2025-06
Vivian Catherine Wai Ying Fong 方韋盈 Rep 1, 6 2017-05 2017-07
Sin Ying (SFC:BLT554) Ho 何茜瑩 Rep 6 2018-01 2018-11
Qiusheng Hu 胡秋晟 Rep 1, 6 2021-06 Present
Hung Ip 葉虹 Rep 1, 4, 6, 9 Pre-2003 2007-09
Meng Jia 賈夢 Rep 1, 6 2017-06 2021-05
Hongyan Jiang 蒋宏延 Rep 6 2013-05 2013-10
Fei Fan Tommy Ko 高飛帆 Rep 1, 6 2018-06 2020-08
Lea Kung 龔澧 Rep 1, 6 2019-04 2019-08
Daniel Tung Leung Lam 林棟樑 Rep 6 2013-10 2022-12
Cin Yu Lau 劉芊妤 Rep 6 2018-12 2019-10
Cho Kwan Derek Law 羅祖坤 Rep 6 2021-07 2022-12
Kit Ming Leung 梁傑明 Rep 6 2011-05 2012-05
Alan Kin Shing Li 李建承 Rep 6 2006-09 2007-10
Ho Yin (SFC:BIQ834) Li 李浩賢 Rep 6 2016-12 2018-09
Jingming Li 李晶銘 Rep 1, 6 2022-06 2025-09
Nga Yee Li 李雅儀 Rep 4, 6, 9 Pre-2003 2004-09
Yiting (SFC:BOG043) Li 李毅婷 Rep 6 2019-04 2020-07
Yuk Kwan Li 李鈺堃 Rep 6 2021-05 2021-06
King Yeung Lin 連景揚 Rep 1, 6 2017-05 2018-07
Louis Chak Pui Lin 林澤焙 Rep 4, 6, 9 Pre-2003 2004-02
Kam Yin Liu 廖錦賢 Rep 4, 6, 9 Pre-2003 2003-09
Wendy Wing Yin Liu 廖穎賢 Rep 6 2009-08 2011-03
Ivy Pik Shan Lock 駱碧珊 Rep 6 2010-01 2011-05
Jiabing Long 龍家冰 Rep 1 2022-08 2023-11
George Yun Sun Mang 孟潤燊 Rep 1, 6 2018-09 2019-11
Chak Chung Ng 吳澤松 Rep 1 2018-03 2018-04
Florence Man Shan Ng 吳旻珊 Rep 6 2018-03 2018-03
Tsz Ying (SFC:BGO741) Ng 吳芷瑩 Rep 6 2016-01 2016-09
Jinchen Niu 牛金辰 Rep 1, 6 2025-08 Present
Wenxian Jocelyn Pan 潘玟先 Rep 6 2015-09 2015-12
Hiu Ming Pang 彭曉明 Rep 1, 4, 6, 9 Pre-2003 2003-04
Ming Kai Pok 卜銘佳 Rep 1, 6 2019-07 2020-07
Raymond So 蘇利民 Rep 6 2007-10 2007-11
Nga Chun Tai 戴雅真 Rep 6 2013-11 2014-01
Yazhi Tan 譚雅之 Rep 6 2020-08 2023-01
Billy Chun Fai Tang 鄧振輝 Rep 6 2004-10 2005-06
Ronald Kwok Chien To 杜國鍵 Rep 4, 6, 9 Pre-2003 2003-11
Tak Chi Tsang 曾德芝 Rep 6 2009-04 2009-07
Tony Yee Hin Tse 謝宇軒 Rep 1, 6 2009-07 2009-07
Choi Wing Queenie Tseung 蔣采穎 Rep 1, 6 2010-07 2015-09
Eddie Hua-Ti Weng 翁華狄 Rep 6 2005-02 2005-12
Jenny Mei Ying Wong 黃美盈 Rep 6 2011-02 2013-03
Kok Yin Wong 王覺賢 Rep 6 2016-01 2019-08
Michael Hoi Wong 王海 Rep 4, 6, 9 Pre-2003 2003-10
Wai Sze (SFC:BAA860) Wong 黃慧思 Rep 6 2012-10 2013-09
Wing Yin (SFC:AMP581) Wong 黃穎妍 Rep 6 2005-10 2006-08
Yee Man (SFC:APX203) Wong 王綺文 Rep 6 2007-11 2008-10
Ka Chun Wu 胡嘉俊 Rep 1, 6 2020-08 2020-10
Kam Cheong Yan 殷鑑昌 Rep 1, 4, 6 2003-09 2005-11
Wing Kwan Yeung 楊穎筠 Rep 6 2009-05 2010-02
Hoi Wun Yip 葉愷媛 Rep 6 2014-12 2015-01
Andrew Chi Chiu Yu 余志超 Rep 6 2003-11 2004-07
Lucian Chung Hang Yu 余仲行 Rep 6 2003-07 2003-11
Xi Yu 于茜 Rep 6 2024-10 2026-04
Benson Wing Yiu Yuen 袁榮耀 Rep 6 2004-08 2004-12
Vincent Yum 任偉成 Rep 1, 4, 6 2003-10 2004-04
Chi (SFC:BBH444) Zhang 張弛 Rep 1, 6 2017-09 2023-05
Jiangning Zhou 周江宁 Rep 6 2017-07 2018-03
Yan (SFC:BPW935) Zhou 周燕 Rep 6 2020-12 2021-08
Showing 1–100 of 100

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 2 shared activity types

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Related