Hung Ip
葉虹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hung Ip (葉虹), a licensed former licensee with CE reference AGA252. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-03 | 2023-10-30 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 4 — Advising on securities | 2020-06-03 | 2023-10-30 |
| Pyxis Wealth Advisors Limited 創建財資顧問有限公司 |
RO | Type 9 — Asset management | 2020-06-03 | 2023-10-30 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-11 | 2016-11-11 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2009-09-11 | 2016-11-11 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-07 | 2009-09-11 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-07 | 2009-09-11 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-04-07 | 2016-08-30 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-23 | 2008-10-03 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-23 | 2008-10-03 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 — Asset management | 2008-09-23 | 2008-10-03 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-09 | 2007-09-12 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-08-24 | 2008-10-03 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-24 | 2008-10-03 |
| Xinhua Investment Group Hong Kong Limited 新華投資集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-24 | 2007-09-12 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | 2006-08-24 | 2008-10-03 |
| Xinhua Investment Group Hong Kong Limited 新華投資集團香港有限公司 |
RO | Type 4 — Advising on securities | 2006-04-04 | 2006-08-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-24 | 2006-08-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 4 — Advising on securities | 2006-01-24 | 2006-08-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
RO | Type 9 — Asset management | 2006-01-24 | 2006-08-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-24 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-01-24 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-20 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-01-24 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-20 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 — Asset management | present | 2006-01-24 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-20 |