Oriental Patron Securities Limited
東英亞洲證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oriental Patron Securities Limited (東英亞洲證券有限公司), a Hong Kong-based licensed corporation with CE reference ABV570. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities. Current licensed staff on file: 12 (total recorded over time: 129).
Registered address
Suites 4004, 40/F, Two Exchange Square, 8 Connaught Place, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 6 — Advising on corporate finance | present | 2005-02-22 |
| Type 9 — Asset management | present | 2005-02-22 |
Licensed staff (all-time) (129)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jeffrey Lap Tak Chan 陳立德 | RO 1, 4, 6, 9 | Pre-2003 | 2023-12 |
| Joseph Nap Kee Chan 陳立基 | RO 1, 4 | 2008-02 | 2023-09 |
| Iris Siu Mei Cheung 張小媚 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Janice Jhet Yen Chia | RO 1, 4 Rep 1 | 2013-11 | 2015-11 |
| Wing Keung Chow 周永強 | RO 1, 4 Rep 1, 4 | 2019-08 | 2021-07 |
| Chen Tung Fung 馮振東 | RO 4 Rep 1, 4 | 2007-06 | 2020-02 |
| Kwai Ching Mark Ho 何貴清 | RO 1, 4 | 2014-09 | 2014-12 |
| Tin Wah Hung 洪天華 | RO 4 Rep 4 | 2004-05 | 2006-08 |
| Hung Ip 葉虹 | RO 1, 4 Rep 1, 4 | 2009-04 | 2016-11 |
| On Yee Law 羅安怡 | RO 1, 4 Rep 1, 4 | 2015-05 | 2017-05 |
| Rabo Chin Sing Leung 梁展勝 | RO 1, 4, 6, 9 | Pre-2003 | 2007-11 |
| Stephen Siu Hung Leung 梁少熊 | RO 4 Rep 4 | 2012-03 | 2012-08 |
| Min (SFC:ASU506) Li 李敏 | RO 4 Rep 4 | 2012-08 | 2014-04 |
| Eric Mok 莫俊遠 | RO 1, 4 Rep 1 | 2016-05 | 2018-01 |
| Chun Pang Siah 謝俊鵬 | RO 4 Rep 4 | 2020-10 | Present |
| Sze Chuen Tam 譚思晉 | RO 4 Rep 4 | 2020-05 | 2021-08 |
| Joyce Jirong Zhang 張濟融 | RO 1, 4 Rep 1, 4 | 2018-01 | Present |
| Juan Zheng 鄭娟 | RO 1, 4 Rep 1, 4 | 2009-04 | 2014-05 |
| Wei Zhuang 庄偉 | RO 1, 4 | 2026-04 | Present |
| Chi Ming Au 歐智明 | Rep 4 | 2011-09 | 2011-10 |
| Bonna Bang | Rep 1 | 2011-11 | 2012-05 |
| Yipin Cai 蔡一品 | Rep 4 | 2017-12 | 2020-08 |
| Wenwen Cao 曹雯雯 | Rep 1 | 2014-10 | 2016-06 |
| Kam Chueng Chan 陳錦聰 | Rep 4 | 2008-10 | 2010-03 |
| Pui Ka Chan 陳貝嘉 | Rep 1 | 2012-07 | 2013-03 |
| Vivien Yi Chan 陳怡 | Rep 4 | 2012-07 | 2015-01 |
| Kun-Yang Chen 陳坤陽 | Rep 1 | 2013-03 | 2013-06 |
| Tianran (SFC:AXU898) Chen 陳天然 | Rep 4 | 2011-09 | 2012-08 |
| Winnie Wen-Yu Chen 陳玟伃 | Rep 1 | 2014-09 | 2014-11 |
| Pak To Cheng 鄭百韜 | Rep 1, 4 | 2009-09 | 2011-10 |
| Chi Wing (SFC:ADK810) Cheung 張志永 | Rep 1, 4 | 2010-08 | 2010-09 |
| Larry Yui Kwan Cho 曹銳焜 | Rep 4 | 2005-03 | 2005-07 |
| Kwok Kwong Chor 左國光 | Rep 4 | 2011-10 | 2012-03 |
| Alan Wai Lun Chu 朱偉倫 | Rep 1 | 2016-09 | Present |
| Kwok Yee Chu 朱國儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-11 |
| Yuet Ying Chung 鍾月英 | Rep 1 | 2004-10 | 2004-12 |
| Xudong Dai 戴旭東 | Rep 1 | 2014-12 | 2014-12 |
| Jun (SFC:ARJ285) Du 杜軍 | Rep 1 | 2009-04 | 2010-01 |
| Adrian Rubin Gornall | Rep 1 | 2012-01 | 2012-09 |
| Zheng He 何正 | Rep 1 | 2011-06 | 2014-07 |
| Kwok On Ho 何國安 | Rep 1 | 2008-07 | 2010-03 |
| Lingzi Hu 胡凌子 | Rep 4 | 2014-11 | 2015-08 |
| Fuk Yee Hung 洪馥怡 | Rep 1 | 2009-10 | 2013-06 |
| Yu (SFC:AVV833) Jiang 蔣宇 | Rep 1 | 2011-04 | 2012-07 |
| Jiaying Jin 金家莹 | Rep 1 | 2017-06 | 2018-04 |
| Shishi Jin 金詩詩 | Rep 4 | 2018-11 | 2021-02 |
| Ka Yan Kwok 郭嘉欣 | Rep 1 | 2010-08 | 2012-02 |
| Yap Kwok 郭熠 | Rep 4 | 2009-10 | 2011-04 |
| Henry Yuk Ho Kwong 鄺鋈豪 | Rep 4 | 2013-11 | 2014-03 |
| Kwok Fun Kwun 官國歡 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ka Leong Lai 黎家亮 | Rep 1 | 2013-05 | 2014-05 |
| Wing Yee Lai 黎穎儀 | Rep 1 | 2014-03 | 2015-06 |
| Carmen Ka Man Lau 劉嘉雯 | Rep 1, 4 | 2011-11 | 2013-05 |
| Karen Kam Yan Lau 劉錦欣 | Rep 1 | 2009-05 | 2011-02 |
| Wai Bun Lau 劉慧斌 | Rep 4 | 2012-03 | 2013-08 |
| Mang Kwan Law 羅孟君 | Rep 1, 4 | 2007-03 | 2007-12 |
| Hin Pong Lee 李顯邦 | Rep 1 | 2015-03 | 2016-03 |
| Inessa Suk Wah Lee 李菽樺 | Rep 1 | 2005-09 | 2006-07 |
| Ming Tak Lee 李明德 | Rep 4 | 2009-07 | 2011-09 |
| Sophia Shuk Woon Lee 李淑媛 | Rep 4 | 2004-05 | 2004-12 |
| Lap Kok Leung 梁立壑 | Rep 4 | 2011-03 | 2011-10 |
| Richard Chi Wing Leung 梁志榮 | Rep 4 | 2009-07 | 2009-09 |
| Boxia Li 李伯夏 | Rep 4 | 2010-12 | 2011-02 |
| Leiyu Li 李雷雨 | Rep 1 | 2010-10 | 2014-07 |
| Weikang Li 李维康 | Rep 1 | 2015-07 | 2015-10 |
| Xinyuan Li 李心圓 | Rep 4 | 2013-10 | 2014-04 |
| Zhuozhuo Li 李卓卓 | Rep 1 | 2012-11 | 2013-06 |
| Haiguo Lin 林海國 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-09 |
| Jiajing Lin 林佳敬 | Rep 1, 4 | 2019-05 | 2024-03 |
| Yi Kai Louis Liu 劉奕楷 | Rep 1 | 2018-06 | 2020-12 |
| Ying (SFC:BGT192) Liu 劉穎 | Rep 4 | 2016-01 | 2017-06 |
| Anthony Kam Kong Lo 勞錦江 | Rep 1, 4, 6, 9 | Pre-2003 | 2009-10 |
| Boris Chi Yuen Lo 盧志遠 | Rep 1 | 2010-02 | 2010-08 |
| Kenneth Kin Cheung Lo 盧健翔 | Rep 1 | 2011-10 | 2012-02 |
| Wai Shun Lo 羅偉信 | Rep 1 | 2011-08 | 2011-10 |
| Terence Chin Tung Lok 駱搌潼 | Rep 4 | 2012-10 | 2013-08 |
| Alan Chi Man Lui 雷子文 | Rep 4 | 2005-10 | 2006-07 |
| Ming Tak Lui 雷明德 | Rep 4 | 2007-09 | 2007-09 |
| Wigbert Lui 呂韡柏 | Rep 1 | 2011-05 | 2011-08 |
| Bing Luo 駱冰 | Rep 1, 4 | 2019-04 | 2025-07 |
| Oi Ling Ma 馬愛玲 | Rep 1 | 2005-02 | Present |
| Ka Lai (SFC:BDL412) Man 文嘉麗 | Rep 4 | 2014-05 | 2015-01 |
| Qi Nang 曩麒 | Rep 1, 4 | 2023-06 | Present |
| King Chuen Ng 吳景荃 | Rep 4 | 2015-03 | 2015-04 |
| Raymond Wai Man Ng 吳惠文 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Wing Fai Ng 吳永輝 | Rep 1 | 2009-04 | 2013-05 |
| Yi Wan Ng 吳依韻 | Rep 1 | 2011-08 | 2012-02 |
| Tiang Lock Ong 王添樂 | Rep 1, 4 | 2011-04 | 2011-06 |
| Tingfang Peng 彭婷芳 | Rep 1 | 2016-04 | 2016-10 |
| Ko Fung Pun 潘高峰 | Rep 1 | 2015-05 | 2018-04 |
| Xiaoting Shang 尚小婷 | Rep 1 | 2010-01 | 2012-07 |
| Chenlu Shen 沈晨璐 | Rep 1 | 2014-01 | 2014-08 |
| Weida Sheng 盛韋達 | Rep 1, 4 | 2013-06 | 2015-01 |
| Shirley Chik Sit 薛湜 | Rep 1, 4 | 2005-07 | 2010-03 |
| Jie (SFC:AWC668) Sun 孫潔 | Rep 4 | 2012-09 | 2013-11 |
| Bun Ho Sy 施斌豪 | Rep 4 | 2004-07 | 2005-08 |
| Siu Lap Tang 鄧少納 | Rep 1 | 2011-05 | 2011-08 |
| Gloria Ching To 杜青 | Rep 1, 4 | 2005-03 | 2007-09 |
| On Yee Tsang 曾安儀 | Rep 1 | 2009-05 | 2010-09 |
| Kwok On Tse 謝國安 | Rep 1 | 2011-01 | 2011-06 |
Showing 1–100 of 129
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 · 1398 staff · 2 shared activity types · 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 2 shared activity types · 光大證券投資服務（香港）有限公司